au small finance bank has allotted 91,668 equity shares of face value Rs. 10 each on April 22, 2026, pursuant to the exercise of Employee Stock Options under various ESOP schemes. The disclosure was made under Regulation 30 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015.

ESOP Allotment Breakdown

The allotment of shares was distributed across three ESOP schemes as follows:

Capital Impact

Following this allotment, the paid-up equity share capital of the bank will increase from Rs. 7,48,26,71,210 to Rs. 7,48,35,87,890. The exercise of these employee stock options represents the conversion of options into equity shares by eligible employees under the respective ESOP plans.

The disclosure was signed by Manmohan Parnami, Company Secretary and Compliance Officer of AU Small Finance Bank Limited, on April 22, 2026. The bank's registered office is located at 19-A Dhuleshwar Garden, Ajmer Road, Jaipur - 302001, Rajasthan, India.

Company Details

AU Small Finance Bank Limited has announced a significant operational change regarding its Non-Convertible Debentures (NCDs), transitioning its Registrar and Share Transfer Agent services to enhance electronic connectivity and service delivery.

Change in Registrar and Share Transfer Agent

The bank has officially changed its Registrar and Share Transfer Agent (RTA) for electronic connectivity from KFin Technologies Limited to MUFG Intime India Private Limited, with the transition taking effect on April 20, 2026. This change was communicated to both the National Stock Exchange of India Limited and BSE Limited in compliance with regulatory requirements.

Affected Securities

The RTA change specifically impacts four Non-Convertible Debentures with the following details:

The specific NCDs affected by this change include:

• INE519Q08178
• INE519Q08160
• INE519Q08186
• INE519Q08194

Regulatory Approvals and Confirmations

The bank has secured necessary confirmations from key depositories to facilitate this transition. The approval timeline demonstrates the coordinated effort required for such operational changes:

Compliance and Documentation

In accordance with Regulation 7(4) of the SEBI (Listing Obligations & Disclosure Requirements) Regulations, 2015, the bank is currently processing the execution of a tripartite agreement between AU Small Finance Bank Limited, KFin Technologies Limited, and MUFG Intime India Private Limited. The bank has indicated that stakeholders will be informed once this agreement is finalized.

Corporate Communication

This announcement was made under reference number AUSFB/SEC/2026-27/29 and was signed by Manmohan Parnami, Company Secretary and Compliance Officer. The communication was sent to both major stock exchanges where the bank's securities are listed, ensuring full regulatory compliance and transparency with all stakeholders.