AU Small Finance Bank has announced a significant leadership transition with the completion of Mr. Uttam Tibrewal's tenure as Whole-time Director and Key Managerial Personnel (KMP) on April 18, 2026. The bank communicated this development to stock exchanges in compliance with regulatory requirements under SEBI listing obligations.

Leadership Transition Details

The bank had previously notified stakeholders about this transition through a communication dated January 20, 2026, ensuring adequate advance notice of the change. Mr. Tibrewal's directorial responsibilities concluded at the close of business hours on April 18, 2026, marking the end of his tenure in this capacity.

Continued Role and Responsibilities

Despite stepping down from his directorial position, Mr. Tibrewal will continue serving the bank in his capacity as Deputy Chief Executive Officer. In this role, he will maintain leadership over the bank's retail business verticals, which form a crucial component of the institution's operations.

The bank has outlined specific focus areas for Mr. Tibrewal's continued tenure:

• Leading retail business verticals
• Increasing focus on ground-level engagement
• Driving growth initiatives across business segments
• Strengthening customer relationships
• Expanding the bank's presence across newer geographies

Regulatory Compliance

The announcement was made in accordance with Regulation 30 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015. The bank also referenced compliance with SEBI Circular no. HO/49/14/14(7)2025-CFD-POD2/I/3762/2026 dated January 30, 2026, demonstrating adherence to updated regulatory guidelines.

Mr. Tibrewal will continue to be categorized as Senior Management Personnel (SMP) of the bank, ensuring his continued involvement in strategic decision-making processes despite the change in his formal directorial status.

Strategic Implications

This transition represents a strategic realignment of leadership responsibilities rather than a departure from the organization. By maintaining Mr. Tibrewal's expertise in the Deputy CEO role, the bank ensures continuity in its retail banking operations while complying with tenure-related governance requirements for board positions.

The focus on ground-level engagement and geographical expansion suggests the bank's commitment to strengthening its market presence and customer base across diverse regions, leveraging Mr. Tibrewal's experience in retail banking operations.

AU Small Finance Bank Limited has filed its quarterly compliance certificate with stock exchanges, fulfilling regulatory requirements under SEBI depositories regulations for the quarter ended March 31, 2026.

Regulatory Compliance Filing

The bank submitted its certificate under Regulation 74(5) of the SEBI (Depositories and Participants) Regulations, 2018 to both National Stock Exchange of India Ltd. and BSE Limited on April 06, 2026. The filing was made through reference number AUSFB/SEC/2026-27/12.

Registrar and Transfer Agent Confirmation

The certificate was received from MUFG Intime India Pvt. Ltd., formerly known as Link Intime India Pvt. Ltd., which serves as the bank's Registrar and Share Transfer Agent. MUFG Intime issued its confirmation on April 03, 2026, addressing compliance with securities dematerialisation processes.

The registrar confirmed that securities received from depository participants for dematerialisation during the quarter were properly processed according to regulatory requirements. All security certificates received for dematerialisation were confirmed or rejected within prescribed timelines, with proper verification and cancellation procedures followed.

Quarter Activity Summary

MUFG Intime specifically noted that no demat or remat requests were received and processed during the quarter ended March 31, 2026. The certificate was issued upon the company's request for compliance purposes, ensuring adherence to regulatory filing requirements.

Corporate Information

The filing was signed by Manmohan Parnami, Company Secretary and Compliance Officer of AU Small Finance Bank Limited, with membership number F9999. The bank maintains its registered office at 19-A Dhuleshwar Garden, Ajmer Road, Jaipur - 302001, Rajasthan, with CIN: L36911RJ1996PLC011381.

Copies of the certificate were also submitted to Central Depository Services (India) Limited and National Securities Depository Limited, ensuring comprehensive regulatory compliance across all relevant depositories and stock exchanges.