AU Small Finance Bank Submits SEBI Compliance Certificate for Q4FY26
AU Small Finance Bank Limited submitted its quarterly certificate under SEBI Regulation 74(5) for Q4FY26 ended March 31, 2026, confirming compliance with depositories regulations. The certificate, received from registrar MUFG Intime India Pvt. Ltd., noted no demat/remat requests were processed during the quarter. The filing ensures regulatory compliance across stock exchanges and depositories.
*this image is generated using AI for illustrative purposes only.
AU Small Finance Bank Limited has filed its quarterly compliance certificate with stock exchanges, fulfilling regulatory requirements under SEBI depositories regulations for the quarter ended March 31, 2026.
Regulatory Compliance Filing
The bank submitted its certificate under Regulation 74(5) of the SEBI (Depositories and Participants) Regulations, 2018 to both National Stock Exchange of India Ltd. and BSE Limited on April 06, 2026. The filing was made through reference number AUSFB/SEC/2026-27/12.
| Filing Details: | Information |
|---|---|
| Reference Number: | AUSFB/SEC/2026-27/12 |
| Filing Date: | April 06, 2026 |
| Quarter Ended: | March 31, 2026 |
| Regulation: | SEBI Regulation 74(5) |
Registrar and Transfer Agent Confirmation
The certificate was received from MUFG Intime India Pvt. Ltd., formerly known as Link Intime India Pvt. Ltd., which serves as the bank's Registrar and Share Transfer Agent. MUFG Intime issued its confirmation on April 03, 2026, addressing compliance with securities dematerialisation processes.
The registrar confirmed that securities received from depository participants for dematerialisation during the quarter were properly processed according to regulatory requirements. All security certificates received for dematerialisation were confirmed or rejected within prescribed timelines, with proper verification and cancellation procedures followed.
Quarter Activity Summary
MUFG Intime specifically noted that no demat or remat requests were received and processed during the quarter ended March 31, 2026. The certificate was issued upon the company's request for compliance purposes, ensuring adherence to regulatory filing requirements.
| Compliance Status: | Details |
|---|---|
| Demat Requests: | None received |
| Remat Requests: | None processed |
| Certificate Purpose: | Regulatory compliance |
| Verification Status: | Complete |
Corporate Information
The filing was signed by Manmohan Parnami, Company Secretary and Compliance Officer of AU Small Finance Bank Limited, with membership number F9999. The bank maintains its registered office at 19-A Dhuleshwar Garden, Ajmer Road, Jaipur - 302001, Rajasthan, with CIN: L36911RJ1996PLC011381.
Copies of the certificate were also submitted to Central Depository Services (India) Limited and National Securities Depository Limited, ensuring comprehensive regulatory compliance across all relevant depositories and stock exchanges.
Historical Stock Returns for AU Small Finance Bank
| 1 Day | 5 Days | 1 Month | 6 Months | 1 Year | 5 Years |
|---|---|---|---|---|---|
| -0.28% | +12.76% | +4.32% | +28.27% | +75.74% | +81.90% |
What factors might explain the absence of demat and remat requests during Q4 2026, and could this indicate changes in investor trading patterns?
How might AU Small Finance Bank's transition to working with MUFG Intime (formerly Link Intime) as registrar impact future operational efficiency?
Will AU Small Finance Bank's consistent regulatory compliance positioning help attract institutional investors in the upcoming quarters?
17
Create Custom Screeners 
Access 200+ Pre-built Filters 
Use 50+ Readymade Screener 
