AU Small Finance Bank has informed stock exchanges about its upcoming board meeting scheduled for Monday, April 27, 2026, as per the regulatory intimation dated April 20, 2026. The meeting will address several key agenda items including the approval of audited financial results and potential dividend recommendations for the financial year ended March 31, 2026.

Board Meeting Agenda

The board of directors will convene to consider and approve multiple significant matters during the scheduled meeting:

Fund Raising Proposals

The board will pass enabling resolutions for the annual renewal of fund raising limits through multiple channels. The proposed fund raising mechanisms include:

• Equity Instruments: Issuance of equity shares through private placement, qualified institutions placement (QIP), preferential allotment, or combination thereof
• Debt Securities: Issuance of bonds, non-convertible debentures, and other debt securities as permitted by RBI

All proposed fund raising activities will be subject to necessary regulatory approvals and compliance requirements.

Trading Window Restrictions

In compliance with SEBI (Prohibition of Insider Trading) Regulations, 2015, and the bank's internal code of conduct, specific trading restrictions have been implemented:

The trading window closure was previously communicated through the bank's letter dated March 25, 2026, ensuring compliance with insider trading regulations.

Regulatory Compliance

The board meeting intimation has been filed under Regulation 29(1) and 50(1) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015. The communication was signed by Manmohan Parnami, Company Secretary and Compliance Officer, and submitted to both National Stock Exchange of India Ltd. and BSE Limited on April 20, 2026.

AU Small Finance Bank has announced a significant leadership transition with the completion of Mr. Uttam Tibrewal's tenure as Whole-time Director and Key Managerial Personnel (KMP) on April 18, 2026. The bank communicated this development to stock exchanges in compliance with regulatory requirements under SEBI listing obligations.

Leadership Transition Details

The bank had previously notified stakeholders about this transition through a communication dated January 20, 2026, ensuring adequate advance notice of the change. Mr. Tibrewal's directorial responsibilities concluded at the close of business hours on April 18, 2026, marking the end of his tenure in this capacity.

Continued Role and Responsibilities

Despite stepping down from his directorial position, Mr. Tibrewal will continue serving the bank in his capacity as Deputy Chief Executive Officer. In this role, he will maintain leadership over the bank's retail business verticals, which form a crucial component of the institution's operations.

The bank has outlined specific focus areas for Mr. Tibrewal's continued tenure:

• Leading retail business verticals
• Increasing focus on ground-level engagement
• Driving growth initiatives across business segments
• Strengthening customer relationships
• Expanding the bank's presence across newer geographies

Regulatory Compliance

The announcement was made in accordance with Regulation 30 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015. The bank also referenced compliance with SEBI Circular no. HO/49/14/14(7)2025-CFD-POD2/I/3762/2026 dated January 30, 2026, demonstrating adherence to updated regulatory guidelines.

Mr. Tibrewal will continue to be categorized as Senior Management Personnel (SMP) of the bank, ensuring his continued involvement in strategic decision-making processes despite the change in his formal directorial status.

Strategic Implications

This transition represents a strategic realignment of leadership responsibilities rather than a departure from the organization. By maintaining Mr. Tibrewal's expertise in the Deputy CEO role, the bank ensures continuity in its retail banking operations while complying with tenure-related governance requirements for board positions.

The focus on ground-level engagement and geographical expansion suggests the bank's commitment to strengthening its market presence and customer base across diverse regions, leveraging Mr. Tibrewal's experience in retail banking operations.