NDA Securities appoints Arun Kumar Mistry as compliance officer
- NDA Securities appointed Arun Kumar Mistry as Compliance Officer for Broking and Depository Operations.
- The appointment is effective from October 15, 2026, following a board resolution passed by circulation.
- Mistry will monitor compliance with SEBI, stock exchange, and depository regulations.
- The role is distinct from Key Managerial Personnel changes under SEBI LODR Regulations, 2015.
*this image is generated using AI for illustrative purposes only.
NDA Securities Limited appointed Arun Kumar Mistry as the Compliance Officer for Broking and Depository Operations, effective October 15, 2026.
The appointment was approved by the Board of Directors via a resolution passed by circulation on the same date. This move aligns with regulatory requirements governing stockbroking and depository participant operations in India.
Regulatory oversight responsibilities
Mistry will oversee compliance with guidelines issued by the Securities and Exchange Board of India (SEBI), recognized stock exchanges, and depositories. His role includes monitoring regulatory reporting, exchange compliance, record maintenance, and other applicable obligations.
Nature of appointment
The company clarified that this appointment pertains strictly to regulatory and operational compliance for its stockbroking and depository activities. It is not classified as a change in Key Managerial Personnel or senior management under the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015.
Appointment details
| Detail | Information |
|---|---|
| Appointee | Arun Kumar Mistry |
| Role | Compliance Officer (Broking & Depository) |
| Effective Date | October 15, 2026 |
| Approval Method | Board resolution by circulation |
| Regulatory Basis | SEBI, exchange, and depository guidelines |
Historical Stock Returns for NDA Securities
| 1 Day | 5 Days | 1 Month | 6 Months | 1 Year | 5 Years |
|---|---|---|---|---|---|
| +1.53% | -7.44% | -20.40% | -48.15% | -45.45% | -52.62% |
How might this compliance appointment influence NDA Securities' ability to secure new depository participant licenses or expand its broking services?
What specific regulatory changes or SEBI guidelines prompted this appointment, and how do they impact broader industry compliance standards?
Could the strengthened compliance framework lead to improved operational efficiency or reduced regulatory risks for NDA Securities in the coming fiscal year?
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