NDA Securities Limited is not required to disclose related party transactions for the half year ended March 31, 2026, due to its small-scale status under SEBI regulations. The company confirmed that its financial metrics as on the last day of the previous financial year, March 31, 2025, fall below the thresholds stipulated for mandatory compliance.

The exemption follows Regulation 15(2) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015. This regulation specifies that corporate governance provisions, including those in Regulation 23(9) concerning related party transactions, do not apply to listed entities with a paid-up equity share capital not exceeding ₹10 Crore and a net worth not exceeding ₹25 Crore.

Financial Thresholds

In its submission to the stock exchanges, NDA Securities Limited detailed the specific criteria that qualify it for this exemption. The company stated that both its paid-up capital and net worth remained within the prescribed limits during the assessment period.

Because these conditions were met, the provisions of Regulation 23(9) are not applicable to the company. Therefore, it is not mandatory for NDA Securities Limited to file the related party transaction report for the half year ended March 31, 2026 with the exchange.

The disclosure was formally communicated to The BSE Limited and other relevant regulatory bodies on May 29, 2026, by Shalini Chauhan, Company Secretary.

NDA Securities Limited has submitted its quarterly regulatory compliance certificate to the Bombay Stock Exchange, confirming adherence to SEBI dematerialization regulations for the quarter ended March 31, 2026. The certificate, filed on April 13, 2026, demonstrates the company's commitment to maintaining regulatory compliance in securities handling and depository operations.

Regulatory Compliance Certificate Details

The submission was made under Regulation 74(5) of SEBI (Depositories and Participants) Regulations, 2018, with NDA Securities Limited's BSE code 511535. Company Secretary and Compliance Officer Shalini Chauhan (ACS-71998) signed the certificate, ensuring proper authorization and documentation.

Dematerialization Process Confirmation

The certificate confirms that NDA Securities Limited has properly handled all securities received for dematerialization within the stipulated 15-day timeframe. The company verified that:

• All securities comprised in the certificates have been listed on stock exchanges
• Security certificates received for dematerialization have been mutilated and cancelled after due verification
• The depository name has been substituted in company records as the registered owner

Third-Party Validation

Beetal Financial & Computer Services Private Limited, serving as the registrar and share transfer agent, provided supporting confirmation for the quarter ended March 2026. The RTA, registered with SEBI (Registration No. INR 000000262), validated that securities received from depository participants during the quarter were properly confirmed to depositories and handled according to regulatory requirements.

Corporate Information

NDA Securities Limited operates from its registered and corporate office located at 307, 3rd Floor, D-Mall, Netaji Subhash Place, Pitampura, New Delhi - 110034. The company maintains additional operations through its Mumbai office at 40, 3rd Floor, Prospects Chamber Annexe, Dr. D. N. Road, Fort, Mumbai - 400001, ensuring comprehensive service coverage across key financial centers.