Emkay Global Financial Services Limited has completed the allotment of 1,47,668 equity shares under its Employee Stock Option Plans (ESOP) following approval from the Nomination, Remuneration and Compensation (NRC) Committee through a circular resolution passed on April 10, 2026.

ESOP Allotment Details

The NRC Committee approved two separate allotments under the company's ESOP schemes. Under the ESOP-2007 scheme, 35,250 equity shares of Rs. 10 each were allotted to an eligible employee of the foreign subsidiary company upon exercise of vested stock options. Additionally, under the ESOP-2018 scheme, 1,12,418 equity shares of Rs. 10 each were allotted to eligible employees of the company upon exercise of their vested stock options.

Exercise Price Structure

The shares were allotted at varying exercise prices across different tranches. Under ESOP-2007, all 35,250 equity shares were exercised at Rs. 78.95 per share with a premium of Rs. 68.95 each. The ESOP-2018 scheme had multiple exercise price points reflecting different grant periods and market conditions at the time of grant.

Impact on Share Capital

Following the allotment of equity shares under both ESOP schemes, the company's issued, subscribed and paid-up equity share capital has increased significantly. The total number of equity shares outstanding increased from 2,61,89,063 to 2,63,36,731 equity shares of Rs. 10 each. This translates to a total issued share capital of Rs. 26,33,67,310 after the current allotment.

Regulatory Compliance

The allotment was conducted in compliance with Regulation 10(c) of the SEBI (Share Based Employee Benefits and Sweat Equity) Regulations, 2021. The company has informed both BSE Limited and National Stock Exchange of India Limited about the allotment, providing comprehensive details as required under the regulatory framework. The newly allotted equity shares will rank pari-passu with existing equity shares, including entitlement to dividend payments, and carry no lock-in restrictions post-allotment.

Emkay Global Financial Services Limited has filed its quarterly compliance certificate with stock exchanges, confirming adherence to SEBI depositories regulations for the quarter ended 31st March, 2026.

Regulatory Compliance Filing

The company submitted the mandatory certificate under Regulation 74(5) of SEBI (Depositories and Participants) Regulations, 2018 to both the National Stock Exchange of India Limited and BSE Limited on 9th April, 2026. The filing was signed by B. M. Raul, Company Secretary and Compliance Officer.

Certificate Details

The compliance certificate was issued by MUFG Intime India Private Limited (formerly Link Intime India Private Limited), which serves as the company's Registrar to an Issue and Share Transfer Agent. The certificate confirms proper handling of dematerialisation processes during the quarter.

Registrar Confirmation

MUFG Intime India Private Limited confirmed in their certificate dated 6th April, 2026 that:

• Securities received from depository participants for dematerialisation during Q4FY26 were properly confirmed to depositories
• All security certificates were mutilated and cancelled after due verification
• Depository names were substituted in the register of members within prescribed timelines
• No requests for rematerialisation were received during the quarter

Stock Exchange Communication

The certificate was simultaneously submitted to both major Indian stock exchanges where the company's shares are listed. The communication requested the exchanges to acknowledge receipt and maintain the certificate in their records for regulatory compliance purposes.