Emkay Global Financial Services Limited has submitted its investor presentation as of December 31, 2025, to the stock exchanges under Regulation 30 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015.

Filing Details

The presentation was filed on February 18, 2026, and signed by B. M. Raul, Company Secretary & Compliance Officer. The document has been uploaded to the company's official website at www.emkayglobal.com for public access.

Company Overview

The presentation highlights Emkay Global's position as a prominent Mumbai-based financial services company with over 30 years of trusted market presence. Established in 1995 by Chartered Accountants Krishna Kumar Karwa and Prakash Kaholia, the company has evolved into a comprehensive 360-degree financial services provider.

Business Segments

The company operates across multiple business verticals:

• Capital Markets (57% revenue share): Institutional equities, derivatives, and retail broking services
• Wealth Management (31% revenue share): Portfolio management services and wealth advisory
• Investment Banking (10% revenue share): IPOs, QIPs, and corporate advisory services
• Asset Management (2% revenue share): Alternative investment funds and portfolio management

Key Performance Metrics

The presentation includes detailed financial and operational metrics:

Regulatory Compliance

The filing demonstrates the company's commitment to transparency and regulatory compliance. The presentation serves as a comprehensive update for investors and stakeholders on the company's business operations, financial position, and strategic direction as of December 31, 2025.

The document is part of Emkay Global's regular disclosure practices, ensuring that all material information is made available to investors and the public in accordance with regulatory requirements.

Emkay Global Financial Services Limited has updated its regulatory compliance framework by amending its Code of Practices and Procedures for Fair Disclosure of Unpublished Price Sensitive Information (UPSI). The amendment was recommended by the Audit Committee and approved by the Board of Directors at their meeting held on January 27, 2026, demonstrating the company's commitment to maintaining robust corporate governance standards.

Regulatory Compliance Framework

The amended code operates under the Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015, ensuring compliance with current regulatory requirements. The code was originally effective from April 01, 2019, with the latest amendment reviewed on January 27, 2026. This comprehensive framework governs the handling and disclosure of price-sensitive information across all company operations.

Key Principles and Procedures

The updated code establishes six fundamental principles for fair disclosure practices. The company commits to prompt public disclosure of UPSI that impacts price discovery, ensuring uniform and universal dissemination while avoiding selective disclosure. The framework mandates appropriate responses to regulatory queries and market rumor verification requests.

The code designates Managing Directors as Chief Investor Relations Officers (CIRO) responsible for overseeing information dissemination. These officers ensure timely, adequate, uniform and universal disclosure of UPSI to avoid selective disclosure practices. All UPSI handling follows a strict "Need-to-Know" basis protocol.

UPSI Definition and Coverage

The amended code provides comprehensive definitions of UPSI, covering various categories of sensitive information. These include financial results, dividends, capital structure changes, mergers and acquisitions, key personnel changes, rating modifications, fund raising activities, and regulatory actions. The framework also addresses fraud detection, litigation outcomes, guarantee provisions, and license-related matters.

Categories of UPSI Include:

• Financial results and dividend declarations
• Capital structure modifications and business expansions
• Key managerial personnel changes and auditor resignations
• Credit rating changes and fund raising initiatives
• Regulatory actions and judicial proceedings
• Forensic audit initiations and outcomes
• License grants, withdrawals, or suspensions

Analyst and Investor Relations

The code establishes specific guidelines for interactions with analysts, research personnel, and institutional investors. Only authorized personnel may disclose company-related information, with strict adherence to providing only publicly available information. The framework requires at least two company representatives during group meetings or conference calls to prevent misquoting or misrepresentation.

Transcripts or audio/video recordings of post-earnings calls must be posted on the company website within prescribed timelines. This ensures official confirmation and documentation of all disclosures made during investor interactions.

Legitimate Purpose Policy

The amended code includes a comprehensive policy for determining legitimate purposes for UPSI sharing. This covers sharing with designated persons, partners, collaborators, lenders, customers, suppliers, merchant bankers, legal advisors, auditors, and other consultants in the ordinary course of business. Recipients of UPSI must maintain confidentiality and refrain from trading while possessing such information.

The company maintains a Structured Digital Database (SDD) of UPSI recipients with adequate internal controls, time stamping, and audit trails to prevent tampering. The Compliance Officer oversees this database maintenance in accordance with regulatory requirements.

Investigation Procedures

The code establishes structured procedures for investigating UPSI leaks or suspected leaks. Information regarding potential leaks may come from internal whistleblowers, internal controls, or external entities including regulatory authorities. The Compliance Officer reports complaints to the Audit Committee, which reviews and determines appropriate investigation steps.

Investigation panels may include internal employees or external agencies, with findings reported to the Audit Committee and Board for final decision-making. The framework ensures comprehensive coverage of potential leak scenarios while maintaining appropriate oversight mechanisms.

The updated code will be available on the company website at www.emkayglobal.com/investor-relations , ensuring transparency and accessibility for all stakeholders. This amendment reinforces Emkay Global Financial Services Limited's commitment to maintaining the highest standards of corporate governance and regulatory compliance.