DCM Financial Services Limited has submitted its quarterly compliance certificate under SEBI regulations for the quarter ended March 31, 2026. The certificate confirms the company's adherence to regulatory requirements for securities dematerialization and record maintenance procedures.

Regulatory Compliance Certificate

The compliance certificate was issued under Regulation 74(5) of SEBI (Depositories & Participants) Regulations, 2018. MCS Share Transfer Agent Limited, serving as the company's registrar and share transfer agent, provided the certification on April 6, 2026.

Certificate Confirmation

MCS Share Transfer Agent Limited certified that within 15 days of receipt of securities for dematerialization:

• Securities comprised in the certificates have been listed on stock exchanges where earlier issued securities are listed
• Certificates have been duly verified, mutilated, and cancelled after proper verification
• The depository name has been substituted in records as the registered owner

Stock Exchange Notification

Company Secretary and Compliance Officer Somali Trivedi digitally signed and submitted the certificate to multiple stock exchanges on April 8, 2026:

Company Information

DCM Financial Services Limited operates with CIN L65921DL1991PLC043087 and maintains its registered office at Upper Ground Floor, South Tower, NBCC Place, Bhisham Pitamah Marg, Delhi. The submission ensures compliance with SEBI's regulatory framework for depositories and participants, maintaining transparency in securities handling procedures.

DCM Financial Services Limited has issued a clarification to stock exchanges regarding recent significant movements in its stock price, emphasizing its compliance with regulatory disclosure requirements and attributing the price changes to market-driven factors.

Regulatory Compliance Confirmation

In its communication dated March 13, 2026, the company responded to inquiries from BSE Limited, National Stock Exchange of India Ltd., and The Calcutta Stock Exchange Ltd. regarding the price movement of its securities. The company confirmed that it has consistently informed stock exchanges of all events and information impacting its operations and performance, including price-sensitive information as required under Regulation 30 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015.

Key Clarifications Provided

The company explicitly stated that it has not withheld any material information, events, or announcements, including pending announcements, that could influence the price or volume behavior of its securities. This confirmation addresses potential concerns about information asymmetry or delayed disclosures that might have contributed to the price movements.

Management Position on Price Movement

DCM Financial Services management clarified that the recent price movements appear to be purely market-driven, based on prevailing market conditions. The company emphasized that its management is not connected with or responsible for such price fluctuations, distancing itself from any speculation about artificial price manipulation or insider trading activities.

The company reaffirmed its commitment to maintaining transparency by continuing to make all applicable disclosures within stipulated timelines as required under SEBI regulations. This statement reinforces the company's adherence to corporate governance standards and regulatory compliance frameworks.

Corporate Information

DCM Financial Services Limited operates under CIN L65921DL1991PLC043087, with its registered office located at Upper Ground Floor, South Tower, NBCC Place, Bhisham Pitamah Marg, Pragati Vihar, Delhi-110003. The clarification was signed by Somali Trivedi, Company Secretary and Compliance Officer, demonstrating proper authorization and corporate governance protocols in addressing regulatory inquiries.