5paisa Capital accepts CCO resignation effective June 16

5paisa capital accepted the resignation of Sudhendoo Ganddhi from the position of Chief Compliance Officer effective June 16, 2026. The executive resigned to pursue career opportunities outside the organization, with the resignation taking effect at the close of business hours on the stated date. The company confirmed there are no other material reasons for the departure beyond those cited in the resignation letter.

The disclosure was made to the exchanges in compliance with Regulation 30 of the Securities and Exchange Board of India (Listing Obligations and Disclosures Requirements) Regulations, 2015 read with Circular No. SEBI/HO/49/14/14(7)2025-CFD-POD2/I/3762/2026 dated January 30, 2026. This regulation mandates timely intimation of material events, including changes in key managerial personnel. The filing was submitted by Gourav Munjal, Whole-time Director & Chief Financial Officer of 5paisa Capital Limited.

Details of Resignation

The following table outlines the specifics of the regulatory disclosure regarding the change in compliance leadership:

Sr. No.	Particulars	Details
1.	Reason for change	Resigned to pursue career opportunities outside the organization.
2.	Date of cessation	Close of business hours of June 16, 2026.
3.	Brief profile	Not Applicable.
4.	Disclosure of relationships	Not Applicable.
5.	Information as per BSE/NSE circulars	Not Applicable.

The company has requested the stock exchanges to take the intimation on record. The scrip is traded on BSE with code 540776 and on NSE with the symbol 5PAISA.

1 Day	5 Days	1 Month	6 Months	1 Year	5 Years
-0.91%	+3.65%	+6.22%	+3.07%	-21.39%	-25.77%

5paisa Capital Limited has closed its trading window for all designated persons, including directors and promoters, effective from June 15, 2026. This measure is intended to prevent insider trading ahead of a board meeting scheduled to discuss the issuance of equity shares through preferential allotment cum private placement. The window will remain closed until the expiry of 48 hours after the board concludes its deliberations.

The decision to shut the trading window aligns with the Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015, and the company's internal Code of Conduct to Regulate, Monitor and Report Trading by Insiders. Designated persons and their immediate relatives are prohibited from trading in the company's securities during this period.

The upcoming board meeting will focus on the proposal for the issuance of equity shares via preferential allotment cum private placement and other related matters. The closure ensures compliance with regulatory standards by restricting trading activities when unpublished price-sensitive information may be under consideration.

Key Details

Aspect	Details
Trading Window Closure Start Date	June 15, 2026
Trading Window Reopening	48 hours after board meeting conclusion
Regulation	SEBI PIT Regulations, 2015
Agenda	Preferential allotment cum private placement
Affected Parties	Designated Persons, Directors, Promoters, Immediate Relatives

The company has formally notified the stock exchanges, BSE Limited and The National Stock Exchange of India Limited, regarding the closure. Gourav Munjal, Whole-time Director & CFO, signed the disclosure on behalf of 5paisa Capital Limited.