5paisa Capital Limited has successfully concluded its rights issue worth ₹4,688.23 million, marking a significant milestone in the company's capital raising journey. The issue received an exceptional response from shareholders and investors, achieving an oversubscription of 123.67%. Following the completion, promoters have disclosed their increased shareholdings under SEBI takeover regulations.

Rights Issue Details and Structure

The rights issue comprised up to 15,627,419 fully paid-up equity shares with a face value of ₹10 each, offered at ₹300.00 per rights equity share, including a premium of ₹290.00 per share. The issue was structured in the ratio of 1 rights equity share for every 2 fully paid-up equity shares held by eligible shareholders on the record date of March 17, 2026.

Subscription and Allotment Results

The issue demonstrated strong investor confidence, receiving 680 applications for 19,328,292 rights equity shares through the Application Supported By Blocked Amount (ASBA) mechanism. After technical rejections of 83 applications for 2,150 shares, 597 valid applications for 19,326,142 rights equity shares were processed, representing 123.67% of the issue size.

Promoter Holdings and SEBI Disclosure

Following the rights issue completion, promoters have filed mandatory disclosures under Regulation 29(2) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011. The promoter group collectively acquired 68,72,275 equity shares through the rights issue, increasing their total holding from 32.76% to 36.50%.

Capital Structure Changes

The rights issue has significantly expanded the company's equity base. The total equity share capital increased from ₹31,25,48,380 consisting of 31,25,48,380 equity shares to ₹46,88,22,570 consisting of 4,68,82,257 equity shares of ₹10 each. The total diluted share capital stands at ₹47,51,97,070 comprising 4,75,19,707 equity shares.

Implementation Timeline and Trading Commencement

The basis of allotment was finalized on April 13, 2026, in consultation with BSE Limited as the designated stock exchange and the registrar to the issue. The Board of Directors approved the allotment of 15,627,419 rights equity shares to successful applicants at their meeting held on April 13, 2026. The dispatch of allotment advice and unblocking intimation to investors was completed on April 15, 2026, with trading in fully paid-up equity shares expected to commence on April 17, 2026, subject to receipt of trading permissions from both BSE and NSE.

5paisa capital has submitted mandatory quarterly certificates under SEBI (Depositories and Participants) Regulations, 2018 for the quarter ended March 31, 2026. The submission, made on April 10, 2026, demonstrates the company's commitment to regulatory compliance and proper governance of share transfer processes.

Regulatory Compliance Framework

The certificates were submitted pursuant to Regulation 74(5) of the Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018. This regulation mandates companies to provide quarterly confirmations regarding the proper handling of dematerialisation processes and adherence to prescribed procedures.

Registrar and Transfer Agent Confirmation

MUFG Intime India Private Limited, formerly known as Link Intime India Private Limited, serving as the company's Registrar and Share Transfer Agent, issued a confirmation certificate dated April 1, 2026. The certificate confirms that:

• Securities received from depository participants for dematerialisation during Q4 FY26 were properly confirmed to the depositories
• All securities comprised in the certificates have been listed on stock exchanges where earlier issued securities are listed
• Security certificates received for dematerialisation were mutilated and cancelled after due verification
• Names of depositories were substituted in the register of members as registered owners within prescribed timelines

Secretarial Audit Certificates

Nilesh Shah & Associates, Practicing Company Secretaries and Secretarial Auditors of the company, issued separate certificates for both NSDL and CDSL depositories covering the period from January 1, 2026 to March 31, 2026. The certificates confirm compliance with SEBI guidelines for dematerialisation of shares.

Procedural Adherence

The secretarial audit certificates confirm that 5paisa Capital Limited has followed proper procedures for dematerialisation, including:

• Appropriate amendment of the register of members with shares transferred in favour of transferees
• Adequate verification procedures to ensure transferees and dematerialisation requesters are identical
• Proper defacement, mutilation and cancellation of physical share certificates
• Substitution of NSDL and CDSL names as registered owners in respective cases
• Maintenance of systems to protect investor corporate benefits during transfer processes

Corporate Governance Standards

The timely submission of these certificates reflects 5paisa Capital Limited's adherence to corporate governance standards and regulatory requirements. The comprehensive verification process conducted by both the RTA and secretarial auditors ensures transparency in share transfer operations and maintains investor confidence in the company's operational integrity.