Unifinz Capital India Limited has received complete relief from BSE Limited regarding a regulatory fine of Rs. 2.48 lakh that was imposed for non-compliance with board composition requirements. The waiver, granted on April 16, 2026, marks the successful resolution of a compliance matter that originated in September 2025.

Fine Details and Original Violation

The original fine was levied under Regulation 17(1) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, specifically for non-compliance with board composition requirements including the failure to appoint a woman director. The company had received notification of this penalty in December 2025.

Waiver Application Process

Following the receipt of the fine notice on December 16, 2025, Unifinz Capital submitted its clarification and waiver application to BSE Limited on December 24, 2025. The application was subsequently reviewed by BSE's Internal Regulatory Oversight and Review Group (IRORG), which has the authority to consider waiver requests for regulatory penalties.

BSE Decision and Current Status

The IRORG, after considering the facts of the case and the company's submissions, decided to accept the waiver request in full. The decision was communicated to the company on April 16, 2026, through an official communication from BSE's Listing Compliance department.

Regulatory Guidance and Future Compliance

Along with granting the waiver, BSE Limited has issued specific guidance to the company regarding future compliance. The exchange has advised Unifinz Capital to exercise caution while filing documents with the exchange and to strictly comply with various circulars issued by SEBI and exchange notices on a timely basis.

The communication was signed by Shyam Bhagirath, Manager, Listing Compliance, and Shraddha Bagwe, Deputy Manager, Listing Compliance, representing BSE's commitment to regulatory oversight while providing relief in appropriate circumstances.

Company Response

The company has formally disclosed this development under Regulation 30 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, ensuring transparency with stakeholders. The disclosure was signed by Ritu Tomar, Company Secretary & Compliance Officer, on April 17, 2026.

Unifinz capital India Limited has filed its quarterly compliance certificate with BSE Limited, fulfilling regulatory obligations under SEBI (Depositories and Participants) Regulations, 2018. The submission relates to the fourth quarter ended March 31, 2026, demonstrating the company's commitment to regulatory compliance.

Regulatory Compliance Filing

The company submitted the mandatory certificate under Regulation 74(5) of SEBI (Depositories and Participants) Regulations, 2018 on April 7, 2026. Company Secretary and Compliance Officer Ritu Tomar signed and filed the certificate with BSE Limited, ensuring timely compliance with regulatory requirements.

Certificate Confirmation

The compliance certificate was issued by Skyline Financial Services Private Limited, the company's appointed Registrar and Share Transfer Agent. Authorized Signatory Parveen Sharma confirmed on April 3, 2026, that no physical share certificates were received for dematerialization of equity shares during the quarter ended March 31, 2026.

Company Information

Unifnz Capital India Limited operates with its registered office located at Rajlok Building, 24 Nehru Place, New Delhi, and corporate office at MCT House, New Friends Colony, New Delhi. The company maintains its commitment to regulatory compliance through systematic filing of required certificates and documentation with stock exchanges and regulatory authorities.

The filing represents routine regulatory compliance, ensuring transparency in the company's share transfer and dematerialization processes as mandated by SEBI regulations for listed companies.