Spandana Sphoorty Financial Limited has fulfilled its regulatory obligations by submitting the mandatory quarterly certificate under SEBI (Depositories and Participants) Regulations, 2018 for the quarter ended March 31, 2026. The submission was made on April 07, 2026, to both BSE Limited and National Stock Exchange of India Limited.

Regulatory Compliance Details

The certificate submission pertains to Regulation 74(5) of Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018. This regulation mandates companies to provide quarterly certificates confirming compliance with depository service requirements.

Certificate Issuer and Verification

KFin Technologies Limited, serving as the registrar and transfer agent for Spandana Sphoorty Financial Limited, issued the compliance certificate on April 06, 2026. The certificate was signed by C Shobha Anand, Vice President at KFin Technologies Limited.

The registrar certified that details of securities dematerialized and rematerialized during the quarter ended March 31, 2026 have been furnished to all stock exchanges where the company's shares are listed, as required under SEBI regulations.

Stock Exchange Communications

Separate certificates were submitted to both major depositories:

• Central Depository Services (India) Limited (CDSL) - Certificate reference: KFIN/SSF/CDSL/74(5) E/1
• National Securities Depository Limited (NSDL) - Certificate reference: KFIN/SSF/NSDL/74(5) E/1

Company Information

The submission was authorized by Vinay Prakash Tripathi, Company Secretary of Spandana Sphoorty Financial Limited. The company operates under CIN L65929TG2003PLC040648 and maintains its registered office at Galaxy, Wing B, 16th Floor, Hyderabad Knowledge City, Telangana.

This quarterly certificate submission reflects the company's ongoing commitment to maintaining transparency and regulatory compliance in its depository operations, ensuring proper documentation of all securities transactions during the reporting period.

Spandana Sphoorty Financial Limited has announced a leadership transition in its Chief Operating Officer position, with the Board of Directors approving both a resignation and a new appointment effective April 3, 2026. The changes were communicated to stock exchanges under Regulation 30 of SEBI LODR Regulations through official filing reference SSFL/Stock Exchange/2026-27/001.

Leadership Transition Details

The company's Board of Directors, through its resolution dated April 3, 2026, formally acknowledged two key developments in the COO position:

New COO Profile and Experience

Mr. Ganesh KV brings extensive experience to his new role as Chief Operating Officer. His professional background spans over three decades in financial services, with particular expertise in microfinance, retail banking, rural markets, and large-scale distribution operations.

Professional Background

Mr. Ganesh KV has held senior leadership positions across multiple prominent organizations:

Financial Services Experience:

• Chaitanya India Fin Credit Private Limited
• Dvara KGFS
• HDFC Bank
• ICICI Bank

Consumer and Distribution Companies:

• Parle Agro
• GM Pens (Reynolds)
• PepsiCo
• Asian Paints
• Eureka Forbes

Recent Leadership Roles

In his most recent employment with Chaitanya India Fin Credit Private Limited, Mr. Ganesh KV served in two key capacities. As President & Head – Internal Audit, he spearheaded the automation of audit processes while strengthening governance and compliance frameworks. Prior to this role, he served as President – Operations, where he managed business expansion initiatives, product development, pilot programs, and multi-state operational management.

Regulatory Compliance and Documentation

The leadership change was reported in accordance with SEBI Master Circular bearing reference number HO/49/14/14(7)2025-CFD-POD2/1/3762/2026 dated January 30, 2026. The filing was signed by Company Secretary Vinay Prakash Tripathi and included formal resignation documentation from Mr. Vishal Sharma.

Seamless Internal Transition

The appointment represents an internal promotion, as Mr. Ganesh KV was already serving as Chief Transformation Officer within Spandana Sphoorty Financial Limited. This internal transition ensures continuity in operations while bringing his transformation experience to the broader operational mandate of the COO role. The company has confirmed that Mr. Ganesh KV is not related to any existing directors, ensuring compliance with corporate governance requirements.