SMC Global Securities has accepted the resignation of Nitin Mehta from his position as Vice President- Treasury & Debt Solutions Desk and Senior Management Personnel (SMP). The Board of Directors formally approved the cessation during its meeting held on July 26, 2026, although Mehta’s resignation was effective from May 30, 2026.

The company disclosed the change in senior management pursuant to Regulation 30 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015. The intimation was submitted to both the Bombay Stock Exchange and the National Stock Exchange of India Limited, detailing the timeline and nature of the departure.

Resignation Details

According to the filing, Mehta served in a key treasury and debt solutions role before stepping down. The Board noted his resignation two months after it became effective. The disclosure aligns with requirements under SEBI Circular No. CIR/CFD/ CMD/4/2015 dated September 9, 2015, and SEBI/HO/CFD/CFD-PoD 1/P/CIR/2023/123 dated July 13, 2023.

Suman Kumar, Executive Vice President (Corporate Affairs & Legal) and Company Secretary & General Counsel, signed the communication. The full intimation is available on the company’s website at www.smcindiaonline.com .

SMC Global Securities Limited has appointed Rahul Yadav as its Compliance Officer to ensure adherence to the SEBI (Prohibition of Insider Trading) Regulations, 2015. This leadership change replaces Raju Balodi (F10175), who tendered his resignation from the role effective close of business hours on Sunday, July 26, 2026, citing an internal shifting of departments. The Board of Directors approved the appointment during a meeting held on July 26, 2026.

The transition ensures continuity in regulatory compliance for the company’s listed securities. Raju Balodi’s departure is administrative in nature, driven by internal restructuring rather than any regulatory breach or dispute. SMC Global Securities Limited has notified both the Bombay Stock Exchange and the National Stock Exchange of India Limited regarding the change.

Regulatory Context

The appointment is made pursuant to Regulation 9(3) of the SEBI (Prohibition of Insider Trading) Regulations, 2015, including any modifications and amendments thereto. The Compliance Officer plays a critical role in monitoring insider trading activities and ensuring that the company maintains robust code of conduct standards for designated directors and employees. Mr. Rahul Yadav, a Member of the Institute of Company Secretaries of India (ICSI) with ACS number A72932, will administer the code of conduct under the overall supervision of the Board of Directors.

Key Details

The company stated that this disclosure follows an earlier communication dated July 26, 2026. The updated compliance structure will be hosted on the company’s website at www.smcindiaonline.com for investor reference.

Corporate Governance

Suman Kumar, Executive Vice President (Corporate Affairs & Legal), Company Secretary & General Counsel (Membership No. F5824), signed the disclosure. The move underscores SMC Global Securities Limited’s commitment to maintaining strict regulatory oversight amidst internal operational adjustments. No other changes to the company’s governance structure were reported in this filing.