SMC Global Securities Limited has announced the appointment of M/s Aadit Sanyam & Associates, Chartered Accountants, as Internal Auditors for the Financial Year 2026-27. The decision was approved by the Board of Directors at their meeting held on 2nd May 2026, in compliance with regulatory requirements under SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015.

Board Approval and Regulatory Compliance

The appointment was formalized during the Board meeting held on 2nd May 2026, pursuant to the provisions of Regulation 30 read with part A of schedule III of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015. The company has fulfilled all disclosure requirements as mandated under SEBI Circular No. CIR/CFD/CMD/4/2015 dated 9th September, 2015 and SEBI/HO/CFD/CFD-PoD 1/P/CIR/2023/123 dated 13th July, 2023.

Appointment Details

The following table summarizes the key details of the appointment as disclosed in Annexure-A:

About the Appointed Firm

M/s Aadit Sanyam & Associates is a Chartered Accountants firm that provides a wide array of professional services. The firm's expertise spans multiple areas of financial and regulatory compliance, positioning it well to handle the internal audit requirements of SMC Global Securities.

Service Portfolio

The newly appointed internal auditor offers the following professional services:

• Auditing & Assurance
• Direct and Indirect Tax compliances
• Tax Representation
• Foreign Exchange Management compliances
• Company Law Matters
• Insolvency and Bankruptcy
• Mergers & Acquisitions
• Corporate Advisory

Corporate Communication

The announcement was signed by Suman Kumar, Executive Vice President (Corporate Affairs & Legal), Company Secretary & General Counsel, with membership number F5824. The company has indicated that this information will also be hosted on their official website at www.smcindiaonline.com for stakeholder reference.

SMC Global Securities Limited has submitted its certificate pursuant to Regulation 74(5) of SEBI (Depositories and Participants) Regulations, 2018 for the quarter ended March 31, 2026. The filing was made with both BSE Limited and National Stock Exchange of India Limited on April 7, 2026.

Quarterly Compliance Certificate

The certificate covers the period from January 1, 2026 to March 31, 2026, ensuring compliance with SEBI's depositories regulations. The document was signed by Suman Kumar, Executive Vice President (Corporate Affairs & Legal), Company Secretary & General Counsel, bearing membership number F5824. The submission was digitally signed on April 7, 2026 at 18:30:50 IST.

Registrar Confirmation Details

MUFG Intime India Private Limited, serving as the company's Registrar and Share Transfer Agent, provided the compliance certificate dated April 4, 2026. The registrar confirmed proper handling of dematerialisation processes during the quarter:

Regulatory Framework

The filing ensures adherence to SEBI's depositories regulations, which mandate quarterly confirmations regarding securities received for dematerialisation. MUFG Intime India Private Limited confirmed that all securities comprised in the certificates have been listed on stock exchanges where the company's earlier issued securities are traded. The registrar operates from Noble Heights, Janakpuri, New Delhi, and the certificate was signed by Bharat Bhushan, Assistant Vice President.

Stock Exchange Information

SMC Global Securities maintains listings on both major Indian exchanges. The company trades on BSE Limited under scrip code 543263 and on National Stock Exchange under symbol SMCGLOBAL. The company has multiple debenture listings on BSE with scrip codes including 940727, 940717, 940317, 940325, 940319, 940323, 939639, 939655, 940725, 940321, 939651, 939657, 939643, 940327, 939647, 940719, 940721 and 940723.

Previous Regulatory Filings

This Q4FY26 certificate follows the company's recent annual disclosure under SEBI takeover regulations filed on April 2, 2026. The earlier filing revealed shareholding and encumbrance details for promoter entities, with Pulin Investments Pvt. Ltd. holding 1,90,04,410 shares with 1,10,54,410 under encumbrance, and Jai Ambey Share Broking Ltd. holding 9,69,970 shares with 6,50,000 encumbered.

These regular compliance filings demonstrate SMC Global Securities' commitment to maintaining transparency and adhering to SEBI's regulatory framework for listed companies and their depositories operations.