SMC Global Securities Files Q4FY26 SEBI Depositories Compliance Certificate
SMC Global Securities submitted its quarterly compliance certificate under SEBI Depositories Regulations for Q4FY26 period, signed by Company Secretary Suman Kumar. Registrar MUFG Intime India confirmed proper handling of dematerialisation processes, certificate processing within timelines, and substitution of depository names in member registers, demonstrating continued regulatory compliance.
*this image is generated using AI for illustrative purposes only.
SMC Global Securities Limited has submitted its certificate pursuant to Regulation 74(5) of SEBI (Depositories and Participants) Regulations, 2018 for the quarter ended March 31, 2026. The filing was made with both BSE Limited and National Stock Exchange of India Limited on April 7, 2026.
Quarterly Compliance Certificate
The certificate covers the period from January 1, 2026 to March 31, 2026, ensuring compliance with SEBI's depositories regulations. The document was signed by Suman Kumar, Executive Vice President (Corporate Affairs & Legal), Company Secretary & General Counsel, bearing membership number F5824. The submission was digitally signed on April 7, 2026 at 18:30:50 IST.
Registrar Confirmation Details
MUFG Intime India Private Limited, serving as the company's Registrar and Share Transfer Agent, provided the compliance certificate dated April 4, 2026. The registrar confirmed proper handling of dematerialisation processes during the quarter:
| Compliance Parameter: | Status |
|---|---|
| Securities Dematerialisation: | Confirmed to depositories |
| Certificate Processing: | Accepted/Rejected within timelines |
| Security Certificates: | Mutilated and cancelled after verification |
| Register Updates: | Depository names substituted as registered owners |
Regulatory Framework
The filing ensures adherence to SEBI's depositories regulations, which mandate quarterly confirmations regarding securities received for dematerialisation. MUFG Intime India Private Limited confirmed that all securities comprised in the certificates have been listed on stock exchanges where the company's earlier issued securities are traded. The registrar operates from Noble Heights, Janakpuri, New Delhi, and the certificate was signed by Bharat Bhushan, Assistant Vice President.
Stock Exchange Information
SMC Global Securities maintains listings on both major Indian exchanges. The company trades on BSE Limited under scrip code 543263 and on National Stock Exchange under symbol SMCGLOBAL. The company has multiple debenture listings on BSE with scrip codes including 940727, 940717, 940317, 940325, 940319, 940323, 939639, 939655, 940725, 940321, 939651, 939657, 939643, 940327, 939647, 940719, 940721 and 940723.
Previous Regulatory Filings
This Q4FY26 certificate follows the company's recent annual disclosure under SEBI takeover regulations filed on April 2, 2026. The earlier filing revealed shareholding and encumbrance details for promoter entities, with Pulin Investments Pvt. Ltd. holding 1,90,04,410 shares with 1,10,54,410 under encumbrance, and Jai Ambey Share Broking Ltd. holding 9,69,970 shares with 6,50,000 encumbered.
These regular compliance filings demonstrate SMC Global Securities' commitment to maintaining transparency and adhering to SEBI's regulatory framework for listed companies and their depositories operations.
Historical Stock Returns for SMC Global Securities
| 1 Day | 5 Days | 1 Month | 6 Months | 1 Year | 5 Years |
|---|---|---|---|---|---|
| -1.72% | +0.02% | -15.00% | -11.36% | +12.86% | +83.60% |
Will SMC Global Securities consider reducing the encumbrance on promoter shares given that over 58% of Pulin Investments' holdings are currently pledged?
How might SEBI's evolving depositories regulations impact SMC Global's compliance costs and operational procedures in FY27?
What strategic initiatives is SMC Global planning to leverage its extensive debenture listings across 18 different scrip codes?
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