NCL Research & Financial Services Limited has scheduled a board meeting to review its annual financial performance for the fiscal year 2026. The company announced this development through an official intimation to the stock exchange on April 22, 2026.

Board Meeting Details

The meeting particulars are outlined in the following table:

Corporate Governance and Compliance

The intimation was issued in strict adherence to regulatory requirements under Regulation 29 of SEBI LODR Regulations, 2015. Managing Director Goutam Bose, bearing DIN 02504803, digitally signed the notice on April 22, 2026. The communication was formally addressed to the Deputy Manager, Department of Corporate Services at BSE Limited.

Company Information

NCL Research & Financial Services Limited operates under CIN L65921MH1985PLC284739. The company maintains its registered office at 208, 2nd Floor, Plot - 212, West Wing, Tulsiani Chambers, Free Press Journal Marg, Nariman Point, Mumbai 400021. The firm can be reached at 022-35374523 and maintains its corporate website at www.nclfin.com .

The board meeting represents a crucial milestone in the company's annual reporting cycle, where directors will evaluate the comprehensive financial performance for both the fourth quarter and the complete financial year ended March 31, 2026.

NCL Research & Financial Services Limited has submitted its Annual Secretarial Compliance Report for the Financial Year 2025-26 to BSE Limited, fulfilling its regulatory obligations under SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015. The report was submitted on April 10, 2026, by Managing Director Goutam Bose.

Regulatory Compliance Framework

The Annual Secretarial Compliance Report was prepared by Kriti Daga, a practicing company secretary from Kolkata, in accordance with Regulation 24A of SEBI (LODR) Regulations, 2015 and SEBI Circular No. CIR/CFD/CMD1/27/2019 dated February 8, 2019. The audit examined the company's compliance with various SEBI regulations and circulars for the financial year ended March 31, 2026.

Scope of Regulatory Examination

The secretarial audit covered compliance with multiple SEBI regulations, including:

• Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015
• Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
• Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015
• Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018
• Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Regulations, 1993
• Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018

Compliance Assessment Results

The comprehensive audit evaluated 12 key compliance areas, with the company demonstrating adherence to regulatory requirements across most parameters:

Previous Violations and Remedial Actions

The report identified one previous compliance issue that has been addressed:

Key Compliance Highlights

The company maintained compliance with critical regulatory requirements including the Structural Digital Database under SEBI (Prohibition of Insider Trading) Regulations, 2015. No events of statutory auditor appointment, re-appointment, or resignation occurred during the review period. The company also confirmed that no actions were taken against it by SEBI or stock exchanges during the financial year.

Corporate Governance Standards

The audit confirmed that NCL Research & Financial Services Limited has adopted all applicable policies under SEBI regulations with board approval. The company maintains a functional website with timely dissemination of required documents and information. Performance evaluations of the board, independent directors, and committees were conducted as prescribed under SEBI regulations.