Global Capital Markets Limited Submits Annual Secretarial Compliance Report for FY2025-26

2 min read     Updated on 10 Apr 2026, 04:37 PM
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Global Capital Markets Limited submitted its Annual Secretarial Compliance Report for FY2025-26, confirming full compliance with all applicable SEBI regulations. The report, prepared by practicing company secretary Kriti Daga and filed on April 10, 2026, shows no violations across key areas including LODR regulations, insider trading rules, and corporate governance standards. The comprehensive audit covered multiple SEBI regulations and confirmed the company's adherence to all disclosure requirements and policy frameworks.

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Global Capital Markets Limited has submitted its Annual Secretarial Compliance Report for the financial year 2025-26 to stock exchanges, demonstrating full regulatory compliance across all applicable SEBI regulations. The report was filed on April 10, 2026, with BSE Limited and The Calcutta Stock Exchange Limited.

Regulatory Compliance Overview

The Annual Secretarial Compliance Report was prepared by Kriti Daga, a practicing company secretary (ACS No.: A26425), in accordance with Regulation 24A of SEBI (LODR) Regulations, 2015. The comprehensive audit examined the company's compliance with multiple regulatory frameworks for the financial year ended March 31, 2026.

Compliance Area Status Observations
Secretarial Standards Yes Not Any
Policy Adoption & Updates Yes Not Any
Website Maintenance Yes Not Any
Director Disqualification Yes Not Any
Document Preservation Yes Not Any
Performance Evaluation Yes Not Any
Related Party Transactions Yes Not Any
Insider Trading Compliance Yes Not Any

SEBI Regulations Examined

The audit covered compliance with several key SEBI regulations and their associated circulars:

  • SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015
  • SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
  • SEBI (Prohibition of Insider Trading) Regulations, 2015
  • SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018
  • SEBI (Registrars to an Issue and Share Transfer Agents) Regulations, 1993
  • SEBI (Depositories and Participants) Regulations, 2018

Several regulations were marked as not applicable for the period, including Share Based Employee Benefits, Debt Securities, Preference Shares, Delisting, and Buyback regulations.

Key Compliance Highlights

The report confirms that Global Capital Markets Limited maintained full compliance across all examined areas. The company successfully implemented the Structural Digital Database requirements under SEBI's Insider Trading Regulations and complied with various BSE circulars issued during the review period.

Compliance Parameter Details
Violations Reported None
Fine Amount Nil
Previous Report Actions Not Any
Additional Non-compliance Not Any

Corporate Governance Standards

The audit verified that the company maintained proper corporate governance standards, including timely board evaluations, appropriate policy frameworks, and accurate website disclosures. All directors were confirmed to be free from disqualification under Section 164 of the Companies Act, 2013.

The report was digitally signed by Chairman I.C. Baid (DIN: 00235263) and submitted to both exchanges with scrip codes BSE-530263 and CSE-17056. The clean compliance record reflects the company's commitment to regulatory adherence and corporate governance best practices.

Historical Stock Returns for Global Capital Markets

1 Day5 Days1 Month6 Months1 Year5 Years
-5.56%-3.77%0.0%-22.73%-29.17%-63.31%

How might Global Capital Markets Limited's perfect compliance record position the company for potential regulatory relaxations or preferential treatment in future SEBI policy changes?

What impact could this clean compliance track record have on the company's ability to raise capital or attract institutional investors in the upcoming quarters?

Will Global Capital Markets Limited's compliance excellence serve as a competitive advantage when bidding for new business opportunities in the regulated financial services sector?

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Global Capital Markets Limited Submits SEBI Depository Certificate for Q4 FY26

1 min read     Updated on 09 Apr 2026, 04:03 PM
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AI Summary

Global Capital Markets Limited filed a regulatory certificate under SEBI Depositories Regulations for Q4 FY26, confirming proper handling of share dematerialisation activities. The certificate, issued through RTA Purva Sharegistry, covers the period from January to March 2026 and demonstrates compliance with prescribed procedures for converting physical share certificates to electronic form.

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Global Capital Markets Limited has submitted a Certificate under Regulation 74(5) of SEBI (Depositories and Participants) Regulations, 2018 for the quarter ended March 31, 2026. The company filed this regulatory document with BSE Limited and The Calcutta Stock Exchange Limited on April 9, 2026, through its Registrar and Transfer Agent, Purva Sharegistry (India) Private Limited.

Regulatory Compliance Certificate

The certificate confirms compliance with SEBI's depository regulations for the period from January 1, 2026 to March 31, 2026. Purva Sharegistry (India) Private Limited, serving as the company's RTA with SEBI registration number INR000001112, issued the confirmation certificate as required under the depositories and participants regulations.

Parameter Details
Filing Date April 9, 2026
Reporting Period January 1, 2026 to March 31, 2026
RTA Purva Sharegistry (India) Private Limited
SEBI Registration INR000001112

Dematerialisation Activity Summary

The detailed records show dematerialisation activity during the quarter, with share certificates being converted from physical to electronic form. The process involved multiple shareholders across various folios, with transactions processed between January and February 2026.

Activity Metrics Q4 FY26
Total Shareholders Processed 9
Certificate Numbers Range 0200095 to 0211468
Processing Period January 2, 2026 to February 17, 2026
Share Denominations 600 and 1000 shares per certificate

Filing Details and Compliance

The submission was made to both BSE Limited (Scrip Code: 530263) and The Calcutta Stock Exchange Limited (Scrip Code: 10017056). Chairman I.C. Baid (DIN: 00235263) digitally signed and submitted the certificate on behalf of Global Capital Markets Limited. The company confirmed that all security certificates received for dematerialisation were properly verified, mutilated, and cancelled as per prescribed procedures.

Purva Sharegistry confirmed that securities received from depository participants during the quarter were appropriately processed and that the depositories' names were substituted in the register of members within prescribed timelines. The company operates from its registered office at Sir R. N. M. House, 3B, Lal Bazar Street, Kolkata, and was formerly known as Global Capital Markets & Infrastructure Limited.

Historical Stock Returns for Global Capital Markets

1 Day5 Days1 Month6 Months1 Year5 Years
-5.56%-3.77%0.0%-22.73%-29.17%-63.31%

Will Global Capital Markets Limited's dematerialization activity increase significantly in Q1 FY27 given the growing trend toward electronic trading?

How might SEBI's evolving depository regulations impact Global Capital Markets' compliance costs and operational procedures in the coming quarters?

What strategic initiatives is Global Capital Markets planning to enhance shareholder services beyond basic dematerialization processing?

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1 Year Returns:-29.17%