Gautam gems Limited has submitted its quarterly compliance certificate to BSE Limited, fulfilling regulatory requirements under SEBI (Depositories and Participants) Regulations, 2018. The filing, dated April 09, 2026, pertains to the quarter ended March 31, 2026, and demonstrates the company's adherence to mandatory depositories regulations.

Regulatory Compliance Details

The company filed its confirmation under Regulation 74(5) of the SEBI (Depositories and Participants) Regulations, 2018, through a communication addressed to BSE Limited's Corporate Relations Department. Managing Director Gautam P. Sheth digitally signed the submission on April 09, 2026, ensuring proper authorization and compliance with electronic filing requirements.

Registrar Confirmation Certificate

KFin Technologies Limited, serving as the company's registrar and share transfer agent, issued the compliance certificate confirming adherence to dematerialization procedures during the specified quarter. The certificate, signed by Rajitha Cholleti, Vice President - Corporate Registry, validates the company's operational compliance with depositories regulations.

The registrar confirmed completion of several critical processes during the quarter:

• Timely confirmation of demat requests within 15 days of receipt from depository participants
• Verification that securities in certificates were listed on appropriate stock exchanges
• Proper mutilation and cancellation of physical security certificates after verification
• Accurate substitution of depository names in the register of members for approved demat requests

Administrative Framework

Operational Significance

This quarterly filing represents standard regulatory compliance for listed companies, ensuring transparency in share transfer and dematerialization processes. The certificate validates that Gautam Gems Limited maintains proper procedures for handling investor requests and securities management through its appointed registrar. KFin Technologies Limited's confirmation provides regulatory authorities with assurance regarding the company's adherence to prescribed timelines and verification procedures for dematerialization activities during the quarter ended March 31, 2026.

Gautam Gems Limited has submitted its annual disclosure of encumbrance for the financial year ended March 31, 2026, in compliance with regulatory requirements under SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011. The disclosure was filed with BSE Limited on April 04, 2026.

Regulatory Filing Details

The disclosure was submitted pursuant to Regulation 31(4) of SEBI SAST Regulations, 2011. Company Secretary Krina Thakkar filed the disclosure on behalf of the company, which included the declaration received from promoter Gautam Pravinchandra Sheth.

Promoter Declaration

Gautam Pravinchandra Sheth, promoter of Gautam Gems Limited, submitted the declaration on behalf of himself and the promoter and promoter group members, along with PAC (Persons Acting in Concert). The declaration was addressed to both BSE Limited and the Chairperson of the Audit Committee of Gautam Gems Limited.

Encumbrance Status

The promoter declared that as of March 31, 2026, no new encumbrances of shares were made, directly or indirectly, during the financial year 2025-2026. However, the declaration specifically notes an exception for encumbrances that were already disclosed during the financial year.

Compliance Framework

This annual disclosure forms part of the mandatory compliance requirements under SEBI SAST Regulations, which govern substantial acquisitions of shares and takeovers in Indian capital markets. The regulation requires promoters and promoter groups to disclose any encumbrances on their shareholdings to ensure transparency for investors and market participants.

The filing demonstrates Gautam Gems Limited's adherence to regulatory disclosure norms and maintains transparency regarding promoter shareholding encumbrances for the concluded financial year.