Finolex Industries Limited has submitted its quarterly compliance certificate under SEBI regulations, confirming adherence to depositories and participants regulations for the quarter ended March 31, 2026. The submission demonstrates the company's commitment to maintaining regulatory compliance in securities market operations.

Regulatory Compliance Certificate

The company filed a certificate under Regulation 74(5) of SEBI (Depositories and Participants) Regulations, 2018 with stock exchanges on April 4, 2026. This regulatory requirement ensures proper disclosure of securities dematerialization and rematerialization activities during the reporting period.

Registrar and Transfer Agent Certification

KFin Technologies Limited, serving as the Registrar and Share Transfer Agent for Finolex Industries, issued the compliance certificates dated April 1, 2026. The certificates were addressed to both National Securities Depository Limited (NSDL) and Central Depository Services (India) Limited (CDSL), confirming that all required details of securities dematerialized and rematerialized during the quarter have been furnished to stock exchanges.

Bhaskar Roy, Deputy Vice President at KFin Technologies Limited, signed the certificates on behalf of the registrar. The certification process ensures transparency in securities transactions and maintains investor confidence in the depository system.

Stock Exchange Submissions

The compliance certificate was submitted to both major Indian stock exchanges where Finolex Industries shares are listed. The submissions were made to:

• National Stock Exchange of India Limited (NSE) - Symbol: FINPIPE
• BSE Limited - Scrip Code: 500940

Company Secretary and Head Legal Dakshinamurthy Iyer signed the submission letter on behalf of Finolex Industries, ensuring proper authorization and compliance with corporate governance requirements.

Regulatory Framework

Regulation 74(5) of SEBI (Depositories and Participants) Regulations, 2018 mandates that registrars and transfer agents provide quarterly certificates confirming the furnishing of dematerialization and rematerialization details to stock exchanges. This regulation forms part of SEBI's comprehensive framework to ensure transparency and proper record-keeping in securities market operations.

The timely submission of this certificate reflects Finolex Industries' adherence to regulatory requirements and its commitment to maintaining compliance with securities market regulations.

Finolex Industries Limited has published newspaper advertisements regarding a special window for re-lodgement of physical share transfer requests, pursuant to SEBI Circular No. HO/38/13/11(2)2026-MIRSD-POD/3750/2026 dated January 30, 2026.

Special Window Details

The company has opened a special window for a period of one year from February 05, 2026 till February 04, 2027, for re-lodging share transfer requests that were originally submitted before April 1, 2019 but were rejected, returned, or left unattended due to documentation or procedural deficiencies.

Eligibility Criteria

The facility is specifically for lodgement of physical securities transfer and dematerialization which were sold/purchased prior to April 01, 2019. The company has provided a clear matrix for applicability:

Transfer Conditions

Only requests accompanied by original certificates along with transfer deeds and relevant supporting documents will be considered under this special window. The securities transferred will be mandatorily credited to the transferee only in demat mode and will remain under lock-in for one year from the date of registration of transfer.

Regulatory Compliance

The notice was published in Financial Express (All India edition) and Loksatta (Pune edition) on March 17, 2026, ensuring compliance with regulatory requirements. The information is also hosted on the company's website at https://www.finolexpipes.com/investors/compliance-report/ .

Contact Information

For queries regarding this matter, shareholders can contact the company's Registrar and Share Transfer Agents, KFin Technologies Limited, at their Hyderabad office. The regulatory filing was submitted by Dakshinamurthy Iyer, Company Secretary & Head Legal of Finolex Industries Limited.

This initiative demonstrates the company's commitment to facilitating shareholder services while ensuring compliance with SEBI regulations for physical share transfers.