asm technologies has scheduled a meeting of its Board of Directors on June 6, 2026, to evaluate proposals for raising funds. The Board will consider raising capital in one or more tranches through various permissible modes, including preferential issues, private placements, and qualified institutions placements.

The proposed fund raising may involve the issuance of equity shares and other equity-based instruments. These instruments include fully or partly convertible debentures, non-convertible debentures, warrants, and convertible preference shares. The company may utilize a combination of these securities as deemed appropriate under applicable laws.

Any proposal approved by the Board will be subject to the approval of the shareholders. The company intends to seek this consent through a Postal Ballot or at a General Meeting. Additionally, the fund raising will require other regulatory and statutory approvals as necessary.

The intimation was submitted to the stock exchanges pursuant to Regulation 29 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015. The filing was made by Vanishree Kulkarni, Company Secretary & Compliance Officer of ASM Technologies Limited.

ASM Technologies Limited received a monetary fine of Rs. 25,40,000/- (excluding GST) from BSE Limited during the financial year ended 31st March 2026. The penalty was imposed for non-compliance with Schedule XIX Para 2 of the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018, specifically for failing to file the application for listing of equity shares allotted upon conversion of warrants within the prescribed 20-day timeline. The Secretarial Compliance Report for the financial year ended 31st March 2026 was prepared by BMP & Co. LLP, Practicing Company Secretaries, pursuant to Regulation 24A of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015.

Non-Compliance and Penalty Details

The sole deviation identified during the review period relates to a delayed listing application filed with the stock exchange. The following table summarises the key details of the non-compliance:

According to the report, the company delayed filing the application with the stock exchange for listing of equity shares allotted pursuant to conversion of warrants, beyond the timeline prescribed under the relevant regulation. BSE Limited consequently imposed the monetary fine for the said non-compliance. The management acknowledged the lapse but characterised it as unintentional in nature.

Overall Compliance Status for FY26

Barring the above penalty, BMP & Co. LLP reported that ASM Technologies was compliant with all other applicable SEBI regulations and circulars during the review period. The table below outlines the key compliance areas assessed:

The report confirmed that no actions were taken against the listed entity, its promoters, directors, or subsidiaries either by SEBI or by any stock exchange during the review period, other than the BSE fine noted above. The company was also found to be in compliance with the SEBI (Prohibition of Insider Trading) Regulations, 2015, including Regulations 3(5) and 3(6).

Regulatory Provisions Reviewed

BMP & Co. LLP examined compliance with a range of SEBI regulations during the review period. The following provisions were assessed as not applicable to ASM Technologies during FY26:

• SEBI (Buy-back of Securities) Regulations, 2018 — Not applicable during the year under review
• SEBI (Share Based Employee Benefits and Sweat Equity) Regulations, 2021 — Not applicable during the year under review
• SEBI (Issue and Listing of Non-Convertible Securities) Regulations, 2021 — Not applicable during the year under review
• SEBI (Registrars to an Issue and Share Transfer Agents) Regulations, 1993 — Not applicable as the company is not registered as a Registrar to an Issue and Share Transfer Agent
• SEBI (Delisting of Equity Shares) Regulations, 2021 — Not applicable as the company has not delisted its equity shares from any stock exchange

The report was signed by CS Pramod S M, Partner, BMP & Co. LLP, bearing FCS No. 7834, CP No. 13784, Peer Review Certificate No. 6387/2025, and Firm Registration Number L2017KR003200, dated May 11, 2026, from Bengaluru.