Anand Rathi Financial Services Limited has disclosed the creation of a pledge on 3,45,000 equity shares of Anand Rathi Wealth Limited under SEBI regulatory compliance requirements. The disclosure, dated February 3, 2026, pertains to pledge creation executed on February 2, 2026, and was submitted to both the National Stock Exchange of India Limited and BSE Limited.

Pledge Transaction Overview

The pledge creation involves specific shareholding arrangements between related entities in the Anand Rathi group. The transaction was executed to facilitate margin limit requirements for the company's operations in favor of Suresh Rathi Securities Private Limited, identified as a broking firm.

Promoter Holdings and Encumbrance Structure

Anand Rathi Financial Services Limited maintains a significant promoter holding in Anand Rathi Wealth Limited. The current pledge represents a small portion of the overall promoter shareholding structure.

Financial Security Coverage

The pledge arrangement includes comprehensive financial parameters ensuring adequate security coverage. The transaction demonstrates prudent financial management with appropriate asset backing for the margin limit facility.

Regulatory Compliance Framework

The disclosure fulfills requirements under Regulation 31(1) and 31(2) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011. The encumbered shares represent 4.02% of the promoter shareholding, which falls below significant threshold requirements. Key compliance highlights include encumbered shares constituting less than 50% of promoter shareholding and representing less than 20% of total share capital, with proper documentation submitted to stock exchanges and transparent disclosure of beneficiary entity details.

Aqua Proof Wall Plast Private Limited, a promoter group entity of Anand Rathi Wealth Limited, has submitted a comprehensive regulatory disclosure under SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011. The company pledged 1,00,000 equity shares on January 30, 2026, with the disclosure filed on February 2, 2026, to both NSE and BSE.

Pledge Transaction Details

The pledge arrangement involves specific financial parameters designed to provide margin trading facilities. Aqua Proof Wall Plast Private Limited encumbered the shares in favor of Bajaj Financial Securities Limited, a broking firm, to access margin limits for trading activities.

Financial Security Metrics

The pledge arrangement demonstrates robust security cover with favorable financial ratios. The transaction maintains adequate protection for the underlying financial commitment through proper valuation metrics.

Promoter Holdings Analysis

The regulatory disclosure reveals comprehensive promoter shareholding patterns across multiple entities. The total promoter shareholding in Anand Rathi Wealth Limited stands at 3,57,93,582 shares, representing 43.11% of the total share capital.

Regulatory Compliance Framework

The disclosure confirms full compliance with SEBI regulations regarding share encumbrance thresholds. The pledged shares represent a minimal portion of both total share capital and promoter holdings, ensuring adherence to regulatory limits. The arrangement allows Aqua Proof Wall Plast Private Limited to access margin facilities while maintaining the majority of its equity holdings in Anand Rathi Wealth Limited unencumbered.

The company's registered office is located at Express Zone, A Wing, 10th Floor, Western Express Highway, Goregaon (E), Mumbai, with corporate office at Times Tower, Kamala City, Lower Parel, Mumbai. Director Nitesh Porwal (DIN: 02292709) signed the regulatory disclosure on behalf of the company.