UY Fincorp Limited has submitted its quarterly compliance certificate to stock exchanges BSE and NSE under Regulation 74(5) of the Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018 for the quarter ended 31st March 2026.

Regulatory Compliance Filing

The company filed the compliance certificate on 11th April 2026, addressing both BSE Limited and NSE Limited. The filing was signed by Dinesh Burman, Executive Director of UY Fincorp Limited, bearing DIN 00612904.

RTA Confirmation Certificate

The compliance certificate was issued by Niche Technologies Private Limited, the company's Registrar and Share Transfer Agent (RTA). The RTA confirmed that securities received from depository participants for dematerialisation during the quarter were properly processed and confirmed to the depositories.

Niche Technologies Private Limited, an ISO 9001:2015 certified company, issued the confirmation certificate on 6th April 2026. The certificate was signed by Ashok Sen, Manager - EDP.

Compliance Confirmations

The RTA certificate confirms several key compliance aspects:

• Securities received for dematerialisation were confirmed (accepted/rejected) to depositories
• Securities comprised in the certificate have been listed on stock exchanges where earlier issued securities are listed
• Security certificates received for dematerialisation were mutilated and cancelled after due verification
• The depository name was substituted in the company's register of members as the registered owner

Company Information

UY Fincorp Limited, formerly known as Golden Goenka Fincorp Limited, maintains its registered office at 16, Strand Road, 9th Floor Room No. 908B, Kolkata - 700 001, West Bengal. The company's corporate office is located at 7th Floor, A-Wing, Vaman Techno Centre, Marol Makwana Road, Andheri (E), Mumbai - 400 059, Maharashtra.

The filing represents routine regulatory compliance under SEBI's depositories regulations, ensuring proper handling of securities dematerialisation processes during the quarter ended 31st March 2026.

U.Y. Fincorp Limited has successfully concluded its postal ballot process, with shareholders approving key corporate resolutions through remote e-voting that ended on March 11, 2026. The company announced the voting results on March 12, 2026, following the submission of the scrutinizer's report.

Voting Process Overview

The remote e-voting process commenced on February 10, 2026, at 10:00 AM and concluded on March 11, 2026, at 5:00 PM. The cut-off date for determining eligible shareholders was January 30, 2026. A total of 99 shareholders participated in the voting process, comprising 6 promoters and promoter group members and 93 public shareholders.

Resolution Results

Both resolutions presented to shareholders were passed with requisite majority. The first resolution involved a special resolution for shifting the company's registered office, while the second was an ordinary resolution for approving material related party transactions.

Resolution 1: Office Relocation

The special resolution for shifting the registered office from West Bengal to Maharashtra received overwhelming shareholder support. Out of 13,84,51,145 shares that participated in voting (representing 72.78% of total paid-up equity capital), 13,82,87,673 shares voted in favor.

Resolution 2: Related Party Transactions

The ordinary resolution for approving material related party transactions also secured shareholder approval. From the 8,42,50,015 shares that exercised voting rights, 25,03,921 shares constituted valid votes, with 99.81% supporting the resolution.

Scrutinizer's Report

Mr. Udit Agarwal, Advocate (Enrolment No. F/2135/2011) from Kamalia Associates, served as the appointed scrutinizer for the postal ballot process. The scrutinizer was appointed by the Board of Directors at their meeting held on February 4, 2026. The scrutinizer's report was submitted on March 12, 2026, confirming the validity of the voting process and results.

The voting process was conducted in compliance with Sections 108 and 110 of the Companies Act, 2013, and Regulation 44 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015. The company utilized Central Depository Services (India) Limited (CDSL) for the remote e-voting facility.

Corporate Communication

In accordance with MCA circulars, the postal ballot notice was sent electronically to shareholders whose email addresses were registered with the company or depository participants. The voting results and scrutinizer's report have been made available on the company's website at www.uyfincorp.com and CDSL's e-voting platform at www.evotingindia.com .