Yunik Managing Advisors Limited has filed its mandatory compliance certificate under SEBI regulations for the fourth quarter of fiscal year 2026. The company, formerly known as Essar Securities Limited, submitted the required documentation to BSE Limited and other regulatory authorities on April 15, 2026.

Regulatory Compliance Certificate

The certificate was filed under Regulation 74(5) of the SEBI (Depositories and Participants) Regulations, 2018, covering the quarter ended March 31, 2026. This regulatory requirement ensures proper handling of securities dematerialization processes by market participants.

Dematerialization Process Confirmation

The company confirmed through its Registrar & Transfer Agent that all securities received for dematerialization during the quarter were processed according to regulatory standards. The certificate states that securities were mutilated and cancelled after due verification, with depository names substituted in company records as registered owners within the stipulated timeframe.

Key compliance aspects covered in the filing include:

• Proper verification of securities received for dematerialization
• Timely mutilation and cancellation of physical certificates
• Accurate record maintenance with depository substitution
• Adherence to prescribed timelines for processing

Regulatory Authorities Notification

The compliance certificate was submitted to multiple regulatory and market infrastructure institutions. Data Software Research Company Private Limited, serving as the Registrar & Transfer Agent, also filed corresponding documentation with the depositories and stock exchange.

Company Information

Yunik Managing Advisors Limited operates from Essar House in Mumbai's Mahalaxmi area. The filing was signed by Director Priyanka Oka (DIN 08066379) and processed through the company's Chennai-based Registrar & Transfer Agent.

This quarterly compliance filing demonstrates the company's commitment to maintaining regulatory standards and ensuring proper handling of investor securities through established dematerialization procedures.

Yunik Managing Advisors Limited (formerly known as Essar Securities Limited) has informed BSE Limited about the resignation of its Company Secretary and Compliance Officer, Mr. Sagar Pankaj Shah, effective April 8, 2026. The announcement was made in compliance with Regulation 30 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015.

Resignation Details

Mr. Sagar Pankaj Shah (Membership No. A64945) tendered his resignation from the position of Company Secretary and Compliance Officer, which constitutes a Key Managerial Personnel role within the company. The resignation takes effect from the close of business hours on April 8, 2026.

Company's Response and Next Steps

The company has confirmed that there are no material reasons for the resignation other than the personal reasons mentioned in Mr. Shah's resignation letter dated April 8, 2026. Yunik Managing Advisors Limited stated that it is currently in the process of identifying and hiring a suitable candidate for the vacant position.

The company has committed to informing the stock exchanges once the vacancy is filled. This ensures continuity in compliance and secretarial functions, which are critical for maintaining regulatory obligations.

Regulatory Compliance

The resignation notification was made pursuant to Regulation 30, read with Para A, Part A of Schedule III of SEBI Listing Regulations, 2015. The company also referenced SEBI Circular No SEBI/HO/CFD/PoD2/CIR/P/0155 dated November 11, 2024, ensuring full compliance with disclosure requirements.

The formal communication was signed by Director Priyanka Oka (DIN 08066379) on behalf of Yunik Managing Advisors Limited and submitted to BSE Limited for record purposes.