Unifinz Capital India Limited's Finance Committee successfully conducted its meeting on April 17, 2026, and approved the issuance of Non-convertible Debentures through private placement. The meeting, which commenced at 3:00 PM and concluded at 3:30 PM at the company's corporate office, resulted in formal approval for a significant fundraising initiative.

Meeting Outcome and NCD Approval

The Finance Committee approved the issuance of 60,000 listed, rated, senior, secured, taxable, transferable, redeemable, non-convertible debentures denominated in Indian Rupees. Each debenture carries a face value of Rs. 10,000, creating an aggregate nominal value of Rs. 60 crore.

Terms and Conditions

The approved NCDs offer attractive terms for investors with a competitive interest rate and comprehensive security structure. The debentures will be listed on the Wholesale Debt Market segment of BSE Limited.

Security and Collateral Framework

The NCDs will be secured through a comprehensive collateral structure to protect investor interests. The company will create a first ranking exclusive charge over identified book debts and receivables as hypothecated assets.

Regulatory Compliance

The company has fulfilled all regulatory requirements under SEBI Listing Regulations. Company Secretary and Compliance Officer Ritu Tomar communicated the approval to BSE Limited under Regulations 30 and 51, ensuring complete transparency and regulatory adherence.

The transaction documents, including the debenture trust deed, will be executed between the company and the debenture trustee to formalize all terms and conditions. This fundraising initiative operates within the overall borrowing limit framework previously approved by shareholders during the Annual General Meeting held on July 30, 2025.

Source: Company/INE926R01012/7f25d30a-1f42-4b61-99b6-e50343827dec.pdf

Unifinz Capital India Limited has received complete relief from BSE Limited regarding a regulatory fine of Rs. 2.48 lakh that was imposed for non-compliance with board composition requirements. The waiver, granted on April 16, 2026, marks the successful resolution of a compliance matter that originated in September 2025.

Fine Details and Original Violation

The original fine was levied under Regulation 17(1) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, specifically for non-compliance with board composition requirements including the failure to appoint a woman director. The company had received notification of this penalty in December 2025.

Waiver Application Process

Following the receipt of the fine notice on December 16, 2025, Unifinz Capital submitted its clarification and waiver application to BSE Limited on December 24, 2025. The application was subsequently reviewed by BSE's Internal Regulatory Oversight and Review Group (IRORG), which has the authority to consider waiver requests for regulatory penalties.

BSE Decision and Current Status

The IRORG, after considering the facts of the case and the company's submissions, decided to accept the waiver request in full. The decision was communicated to the company on April 16, 2026, through an official communication from BSE's Listing Compliance department.

Regulatory Guidance and Future Compliance

Along with granting the waiver, BSE Limited has issued specific guidance to the company regarding future compliance. The exchange has advised Unifinz Capital to exercise caution while filing documents with the exchange and to strictly comply with various circulars issued by SEBI and exchange notices on a timely basis.

The communication was signed by Shyam Bhagirath, Manager, Listing Compliance, and Shraddha Bagwe, Deputy Manager, Listing Compliance, representing BSE's commitment to regulatory oversight while providing relief in appropriate circumstances.

Company Response

The company has formally disclosed this development under Regulation 30 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, ensuring transparency with stakeholders. The disclosure was signed by Ritu Tomar, Company Secretary & Compliance Officer, on April 17, 2026.