Swan Corp Limited has filed its quarterly compliance certificate with stock exchanges for the quarter ended March 31, 2026, in accordance with SEBI regulatory requirements. The company submitted the mandatory certificate under Regulation 74(5) of the Securities and Exchange Board of India (Depositories and Participants) Regulation, 2018.

Regulatory Compliance Submission

The certificate was issued by M/s Purva Sharegistry (India) Pvt. Ltd, which serves as the company's Registrar and Share Transfer Agent. Company Secretary and Compliance Officer Saptarshi Ganguly (FCS: 12416) signed the submission on April 6, 2026, and forwarded it to both the National Stock Exchange Limited and BSE Limited for information and dissemination.

Dematerialization Confirmation Details

Purva Sharegistry confirmed that all securities received from depository participants for dematerialization during the quarter ended March 2026 were properly processed within prescribed timelines. The registrar verified that:

• Security certificates received for dematerialization were confirmed or rejected appropriately
• Physical certificates were mutilated and cancelled after due verification
• Depository names were substituted in the register of members as registered owners
• All processes complied with regulatory timelines and requirements

Share Certificate Processing Activity

The detailed records show extensive dematerialization activity during Q4FY26, with multiple share certificates processed for various shareholders. The majority of dematerialization transactions occurred on February 11, 2026, with additional processing on February 25 and March 2 and 24, 2026.

Corporate Compliance Framework

This quarterly submission reflects Swan Corp Limited's commitment to maintaining regulatory compliance with SEBI depositories regulations. The certificate serves as formal confirmation that the company and its registrar have properly handled all dematerialization requests during the reporting period, ensuring investor protection and market integrity.

The filing demonstrates the company's adherence to corporate governance standards and regulatory obligations, providing transparency in share transfer and dematerialization operations for the quarter ended March 31, 2026.

Dave Impex Private Limited has formally disclosed the creation of a pledge on 49,00,000 equity shares of Swan Corp Limited under Regulation 31 of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011. The disclosure was made on 30th March, 2026, to both the National Stock Exchange and BSE Limited, where Swan Corp shares are listed.

Pledge Creation Details

The pledge arrangement involves Kotak Mahindra Bank Limited as the beneficiary entity and serves as security for a financial facility obtained by a group entity. The transaction represents a strategic financial arrangement within the corporate group structure.

Updated Shareholding Position

Following this pledge creation, Dave Impex's encumbrance position in Swan Corp has been revised. The company's total encumbered shareholding has increased from the previously encumbered 1,39,91,000 shares to 1,88,91,000 shares, representing 6.03% of Swan Corp's total share capital.

Other Promoter Encumbrances

The disclosure also provides information about other promoters' existing encumbrances that remain unchanged from this reporting event:

• Swan Realtors Private Limited: Holds 4,15,89,000 shares (13.27%) with 3,00,00,000 shares (9.57%) encumbered
• Swan Engitech Works Private Limited: Holds 3,84,02,858 shares (12.25%) with 1,35,00,000 shares (4.30%) encumbered

Regulatory Compliance

The disclosure was signed by Parool Merchant, Director of Dave Impex Private Limited (DIN: 01668134), ensuring compliance with SEBI regulations. The company noted that the encumbrance falls within prescribed threshold limits, making Annexure-II disclosure not applicable for this transaction. This pledge creation reflects ongoing financial arrangements within the corporate group while maintaining transparency through proper regulatory disclosures.