SPML Infra Limited has submitted its quarterly compliance certificate to stock exchanges, fulfilling regulatory requirements under SEBI's dematerialisation framework for the quarter ended 31st March, 2026.

Regulatory Compliance Filing

The company filed its certificate under Regulation 74(5) of the SEBI (Depositories and Participants) Regulations, 2018 on 13th April, 2026. Company Secretary Swati Agarwal digitally signed and submitted the compliance documents to both National Stock Exchange and Bombay Stock Exchange.

The certificate was issued by M/s Maheshwari Datamatics Pvt. Ltd., which serves as the company's Registrar and Share Transfer Agent. The registrar confirmed sending the Demat Transfer Register for the period 01st January, 2026 to 31st March, 2026 to relevant depositories and stock exchanges where SPML Infra shares are listed.

Dematerialisation Process Compliance

Maheshwari Datamatics confirmed the proper destruction, mutilation, and cancellation of all physical securities received from Depository Participants after dematerialisation, adhering to prescribed timelines under SEBI regulations.

Investor Grievance Report

The registrar provided a comprehensive investor grievance redressal report for the financial year 2025-26, showing exemplary complaint management:

Complaint Breakdown by Category

The zero complaint record across all categories demonstrates effective investor service management throughout the financial year 2025-26.

Regulatory Framework

SEBI Regulation 74(5) mandates listed companies to file quarterly certificates confirming compliance with dematerialisation requirements. This regulation ensures proper handling of physical securities conversion to electronic form and maintains transparency in the dematerialisation process. The filing demonstrates SPML Infra's adherence to corporate governance standards and regulatory compliance requirements in the Indian capital markets.

SPML Infra Limited has completed the allotment of 8,50,000 equity shares to its promoter group entity through warrant exercise. The Board of Directors approved this allotment through Circular Resolution passed on 10th April, 2026, in compliance with regulatory requirements under SEBI regulations.

Share Allotment Details

The company has allotted equity shares on preferential basis to Niral Enterprises Pvt Ltd, which is identified as a promoter group entity. The allotment represents the exercise of rights attached to an equivalent number of warrants held by the entity.

Regulatory Compliance

The allotment has been undertaken in accordance with the provisions of the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 as amended. The company has also ensured compliance with other applicable rules and regulations prescribed by regulatory or statutory authorities.

The intimation was provided to both National Stock Exchange and BSE Limited as per Regulation 30 of the SEBI (Listing Obligations & Disclosure Requirements) Regulations, 2015, ensuring proper disclosure to stakeholders.

Financial Impact

The preferential allotment at Rs. 215.00 per share, which includes a significant premium of Rs. 213.00 over the face value of Rs. 2.00, demonstrates confidence from the promoter group in the company's prospects. This warrant exercise represents a capital infusion that will strengthen the company's financial position.