Shrem InvIT submits compliance certificate for FY26

Shrem Infra Investment Manager Private Limited has submitted the compliance certificate for the Structured Digital Database (SDD) for the financial year ended March 31, 2026. The submission was made to the National Stock Exchange of India Limited in accordance with Regulation 3(5) and 3(6) of the SEBI (Prohibition of Insider Trading) Regulations, 2015.

The certificate was issued by M/s. Nitin Bhardwaj & Associates, Practising Company Secretaries, confirming that the Investment Manager to Shrem Infrastructure has maintained the required database. The certification validates that the company captured all Unpublished Price Sensitive Information (UPSI) disseminated during the financial year.

Compliance Certification Details

The auditor confirmed several key operational aspects of the database maintained by the company. The certification verifies that the system is non-tamperable and capable of maintaining records for 8 years. It also confirms that access controls are in place and an audit trail is maintained internally.

Compliance Parameter	Status
Structured Digital Database	In place
Access Control	Exists
UPSI Capture	Complete
Audit Trail	Maintained
Record Retention Capability	8 years

The report further detailed that the company was required to capture ten events during the financial year and successfully captured all ten. Nitin Bhardwaj, Practising Company Secretary, confirmed that there were no instances of non-compliance observed during the financial year ended March 31, 2026, and consequently, no remedial actions were required.

1 Day	5 Days	1 Month	6 Months	1 Year	5 Years
0.0%	-0.10%	-1.09%	-3.01%	-13.13%	-0.10%

Shrem InvIT 's Investment Manager, Shrem Infra Investment Manager Private Limited, has filed disclosures with the National Stock Exchange of India Limited pertaining to the creation of pledge (encumbrance) on units of Shrem InvIT. The disclosures were submitted pursuant to Chapter 10 of the SEBI Master Circular vide no. SEBI/HO/DDHS-PoD-2/P/CIR/2025/102 dated July 11, 2025, and cover encumbrances created by both the Sponsor—Shrem Infra Invest Private Limited—and the Sponsor group entity—Shrem Investments Private Limited—with the date of creation of encumbrance being May 11, 2026.

Sponsor Pledge: Shrem Infra Invest Private Limited

Shrem Infra Invest Private Limited, the Sponsor of Shrem InvIT, has pledged 22,00,000 units of Shrem InvIT in favor of MITCON Credentia Trusteeship Services Limited. This encumbrance has been created to secure Non-Convertible Debentures (NCDs) of Rs. 120 Crore issued by the Company. The pledge will remain in force until the NCDs of Rs. 120 Crore remain outstanding. The following table summarizes the key details of this encumbrance:

Parameter:	Details
Name of InvIT:	Shrem InvIT
Name of Sponsor:	Shrem Infra Invest Private Limited
Total Units Held:	24,57,46,552
Total Unitholding (%):	40.231%
Type of Encumbrance:	Pledge
Date of Creation:	May 11, 2026
No. of Units Encumbered:	22,00,000
Encumbered Units (% of total outstanding):	0.36%
Encumbered Units (% of total units held):	0.895%
Period of Encumbrance:	Till NCDs of Rs. 120 Crore remain outstanding
Encumbered in Favor of:	MITCON Credentia Trusteeship Services Limited

The funds raised through the issuance of the NCDs are intended to be utilized, inter-alia, towards:

Part financing the acquisition of units of Shrem InvIT by way of subscription of non-convertible debentures issued by entities acquired/to be acquired by Shrem InvIT
Refinancing of the existing financial indebtedness (in part or full) of the Issuer
Extending money to Shrem Enterprises for part financing acquisition of units of Shrem InvIT by way of subscription of non-convertible debentures issued by entities acquired/to be acquired by Shrem InvIT
General corporate purposes of the Issuer including for creation of Debt Service Reserve Amount

Sponsor Group Entity Pledge: Shrem Investments Private Limited

Shrem Investments Private Limited, the Sponsor group entity of Shrem InvIT, has pledged 60,000 units of Shrem InvIT in favor of Aditya Birla Capital Limited. This encumbrance secures a Loan Facility of Rs. 75 Crore availed by the Company from Aditya Birla Capital Limited. The pledge will remain in force until the Loan Facility of Rs. 75 Crore remains outstanding. The table below provides the specific details of this encumbrance:

Parameter:	Details
Name of InvIT:	Shrem InvIT
Name of Sponsor Group Entity:	Shrem Investments Private Limited
Total Units Held:	4,98,76,096
Total Unitholding (%):	8.17%
Type of Encumbrance:	Pledge
Date of Creation:	May 11, 2026
No. of Units Encumbered:	60,000
Encumbered Units (% of total outstanding):	0.010%
Encumbered Units (% of total units held):	0.120%
Period of Encumbrance:	Till Loan Facility of Rs. 75 Crore remains outstanding
Encumbered in Favor of:	Aditya Birla Capital Limited

The funds raised through this loan facility are intended to be utilized, inter-alia, towards Provision of Inter-Corporate Deposits (ICDs) and Refinancing of Loans.

Regulatory Compliance and Filing Details

Both disclosures were signed by Nitan Chhatwal, Director (DIN: 00115575), on May 12, 2026, on behalf of the respective entities. The filing to the National Stock Exchange of India Limited was made by Mr. Kunal Trivedi, Company Secretary and Compliance Officer (Membership No.: A21915) of Shrem Infra Investment Manager Private Limited, on May 13, 2026. Axis Trustee Services Limited was also marked as a recipient of the communication.