SG Finserv Limited has submitted its quarterly compliance certificate to stock exchanges, fulfilling mandatory regulatory requirements under SEBI guidelines. The company filed the certificate for the quarter ended March 31, 2026, confirming compliance with dematerialization regulations.

Regulatory Compliance Filing

The company submitted its certificate under Regulation 74(5) of SEBI (Depositories and Participants) Regulations, 2018 to both BSE and NSE on April 9, 2026. Company Secretary and Compliance Officer Kush Mishra signed and filed the compliance document with the exchanges.

Certificate Details

Skyline Financial Services Private Limited, serving as the company's Registrar and Share Transfer Agent, issued the compliance certificate dated April 1, 2026. The certificate confirms that no physical share certificates were received for dematerialization of equity shares during the quarter ended March 31, 2026.

Parveen Sharma, Authorised Signatory of Skyline Financial Services Private Limited, signed the certificate confirming the company's compliance status. The certificate specifically addresses the dematerialization process requirements under SEBI regulations.

Company Information

SG Finserv Limited, formerly known as Moongipa Securities, operates with CIN L64990DL1994PLC057941. The company maintains its registered office at 37, Hargobind Enclave, Vikas Marg, East Delhi, Delhi-110092, with corporate office located at 35-36 Kaushambi, Near Anand Vihar Terminal, Ghaziabad, Uttar Pradesh.

The quarterly compliance certificate represents part of the company's ongoing regulatory obligations to maintain transparency and adherence to SEBI guidelines for listed entities.

SG Finserve Limited has formally notified stock exchanges about an upcoming Board of Directors meeting scheduled for April 16, 2026. The meeting will focus on reviewing and approving the company's audited financial results for both the fourth quarter and full year ending March 31, 2026.

Meeting Details and Regulatory Compliance

The notification, dated April 9, 2026, was submitted to both BSE Limited and the National Stock Exchange of India in accordance with Regulation 29(1) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015. This regulatory requirement ensures transparency and provides advance notice to investors and stakeholders about significant corporate developments.

Trading Window Restrictions

In line with insider trading prevention protocols, SG Finserve Limited has implemented a trading window closure for its equity shares. The restriction period began on April 1, 2026, and will remain in effect until April 19, 2026. This measure aligns with the company's Code of Conduct to Regulate, Monitor and Report Trading by Designated Persons, established pursuant to SEBI (Prohibition of Insider Trading) Regulations 2015.

Corporate Communication

The announcement was signed by Kush Mishra, Company Secretary and Compliance Officer, who digitally authenticated the document on April 9, 2026. The company has made this information publicly available on its official website at www.sgfinserve.com , ensuring broad accessibility for stakeholders and investors.

Next Steps

Following the Board meeting on April 16, 2026, the approved financial results will be disclosed to the exchanges and made available to the public. The trading window will subsequently reopen on April 19, 2026, allowing normal trading activities to resume for the company's equity shares.