Religare enterprises has submitted its quarterly compliance certificate under SEBI Regulation 74(5) for the quarter ended March 31, 2026. The filing demonstrates the company's adherence to regulatory requirements governing depositories and participants.

Compliance Certificate Details

The compliance certificate was issued by KFin Technologies Limited, serving as the Registrar and Transfer Agent for Religare Enterprises Limited. The certificate, dated April 06, 2026, specifically addresses requirements under Regulation 74(5) of SEBI (Depositories and Participants) Regulations, 2018.

Key Compliance Status

According to the certificate, no requests for dematerialisation of securities were received during the quarter ended March 31, 2026. This absence of dematerialisation requests renders the specific compliance requirements under Regulation 74(5) not applicable for the said quarter.

The regulation typically requires that upon receipt of dematerialisation requests, the company or RTA must:

• Send confirmation to the Depository within 15 days
• Verify that securities are listed on appropriate stock exchanges
• Ensure proper mutilation and cancellation of security certificates
• Substitute the Depository as registered owner in company records

Regulatory Communication

The company formally communicated this compliance status to both major stock exchanges on April 16, 2026. The filing was addressed to:

• The National Stock Exchange of India Ltd (Corporate Communications Department)
• BSE Limited (Department of Corporate Services)

Anuj Jain, Company Secretary & Compliance Officer, signed the communication digitally, ensuring proper authentication of the regulatory filing. The submission maintains transparency with stakeholders regarding the company's compliance with SEBI depositories regulations.

Religare Enterprises Limited has announced the opening of a special window for transfer and dematerialisation of physical securities, following SEBI Circular No. SEBI/HO/38/13/11(2)2026-MIRSD-POD/I/3750/2026 dated January 30, 2026. The company published newspaper advertisements in Financial Express (English) and Jansatta (Hindi) on April 16, 2026, informing shareholders about this regulatory initiative.

Special Window Details and Eligibility

The special window operates for one year from February 05, 2026 to February 04, 2027, specifically for physical securities that were sold or purchased prior to April 01, 2019. This facility also covers transfer requests that were previously submitted but rejected, returned, or not processed due to deficiencies in documents, process, or other reasons.

Transfer Process and Requirements

Shareholders must submit requisite documents as listed in the SEBI circular to the company's Registrar and Share Transfer Agent, KFin Technologies Limited. The documents must be complete in all respects and submitted at Selenium Tower B, Plot 31-32, Gachibowli, Financial District, Nanakramguda, Hyderabad, Telangana - 500032.

Once all documents are verified by the RTA, securities will be credited only in dematerialised mode to the transferee's account. These securities will remain under lock-in for one year from the date of registration of transfer, during which they cannot be transferred, lien-marked, or pledged.

Regulatory Compliance and Documentation

The initiative follows SEBI's directive to facilitate transfer of physical securities that faced processing challenges due to documentation or procedural issues. The company has ensured comprehensive stakeholder communication through newspaper publications in both English and Hindi languages.

Shareholders are encouraged to take advantage of this opportunity by furnishing complete documentation as specified in the SEBI circular. The company has appointed Anuj Jain as Company Secretary & Compliance Officer to oversee the process and ensure regulatory compliance.

This special window provides a valuable opportunity for shareholders holding physical certificates to complete pending transfers and convert their holdings to dematerialised form, ensuring better liquidity and reduced paperwork for future transactions.