IL&FS Investment Managers Limited has submitted its quarterly compliance certificate to stock exchanges for the quarter ended March 31, 2026. The company filed the mandatory certificate with both the National Stock Exchange and BSE Limited on April 7, 2026, demonstrating its adherence to regulatory requirements.

Regulatory Compliance Certificate

The submission includes a certificate dated April 3, 2026, issued by MUFG Intime India Private Limited, the company's Registrars and Share Transfer Agent. The certificate confirms compliance with Regulation 74(5) of SEBI (Depositories and Participants) Regulations, 2018 for the quarter ended March 31, 2026.

Certificate Confirmation Details

MUFG Intime India Private Limited, formerly known as Link Intime India Private Limited, confirmed several key compliance aspects in their certificate. The registrar verified that securities received from depository participants for dematerialisation during Q4FY26 were properly confirmed to the depositories within prescribed timelines.

The certificate also confirms that:

• Securities comprised in the certificates have been listed on stock exchanges where earlier issued securities are listed
• Security certificates received for dematerialisation were properly confirmed or rejected
• Security certificates were mutilated and cancelled after due verification by depository participants
• Depository names were substituted in the register of members as registered owners within prescribed timelines

Corporate Filing Details

The submission was signed by Prasad Chaoji, Company Secretary and Compliance Officer, who holds ACS No. 29864. The filing was digitally signed on April 8, 2026, and submitted to both stock exchanges as part of the company's regular compliance obligations.

This quarterly submission represents part of IL&FS Investment Managers' ongoing regulatory compliance framework, ensuring adherence to SEBI guidelines for depositories and participant regulations. The company maintains its registered office at The IL&FS Financial Centre, Plot C-22, G-Block, Bandra Kurla Complex, Bandra East, Mumbai.

IL&FS Investment Managers Limited has submitted its regulatory compliance report to the National Stock Exchange and BSE Limited regarding requests for re-lodgement of physical share transfers. The report covers two specific periods and shows zero activity across all metrics during the reporting timeframe.

Compliance Report Details

The company filed its report on February 20, 2026, through Company Secretary and Compliance Officer Prasad Chaoji. The submission addresses compliance with SEBI Circular No. SEBI/HO/MIRSD/MIRSD-PoD/P/CIR/2025/97 dated July 2, 2025, which established a special window for physical share transfer re-lodgement requests.

Reporting Period Performance

The registrar and share transfer agent, MUFG Intime India Private Limited (formerly Link Intime India Private Limited), provided detailed reports for two distinct periods:

Regulatory Framework

The SEBI circular dated July 2, 2025, established specific requirements for companies to report on physical share transfer activities. This regulatory framework aims to:

• Monitor re-lodgement requests for physical share transfers
• Ensure proper processing and documentation
• Maintain transparency in share transfer operations
• Provide regular updates to stock exchanges

Administrative Structure

MUFG Intime India Private Limited serves as the company's registrar and share transfer agent, operating from its registered address at C-101, Embassy 247, L.B.S. Marg, Vikhroli (West), Mumbai. The reports were submitted on January 13, 2026, and February 17, 2026, respectively, covering the specified reporting periods.

Market Information

IL&FS Investment Managers Limited trades on both major Indian stock exchanges with NSE symbol IVC and BSE security code 511208. The company maintains its compliance obligations through regular submissions to both exchanges as required under SEBI regulations.