Shareholders of IIFL Capital Services approved all seven resolutions at its 31st annual general meeting held on September 9, 2026. The approvals included the adoption of financial statements for FY26 and authorization for non-convertible debenture issuance.

The meeting was conducted via video conferencing. Snehal Shah & Associates served as the scrutinizer for the voting process. All resolutions passed with the requisite majority under the Companies Act, 2013 and SEBI Listing Regulations.

Voting Results Overview

The total number of shares eligible for voting was 3,15,17,886 as on the cut-off date of September 2, 2026. Institutional investors showed high participation rates across most resolutions.

Related Party Transaction Approvals

The company sought approval for material related-party transactions with four entities: IIFL Finance Limited, IIFL Home Finance Limited, IIFL Samasta Finance Limited, and a subsidiary, IIFL Management Services Limited.

Promoters and the promoter group abstained from voting on these specific resolutions to avoid conflict of interest. Public institutional investors voted in favour with an approval rate of 99.40%. Non-institutional public shareholders also supported the transactions, with an approval rate exceeding 99.99%.

Board Re-appointment and Debt Issuance

Members re-appointed Mr. R. Venkataraman as a director retiring by rotation. The resolution received 99.81% support, though institutional investors cast 4,04,548 votes against it.

A special resolution authorizing the offer, issue, and allotment of secured or unsecured redeemable non-convertible debentures passed with near-unanimous support. It garnered 99.99% affirmative votes, with promoters casting their full holding in favour.

IIFL Capital Services received a monetary penalty of ₹2,24,100 from the National Stock Exchange of India Limited (NSE) on August 30, 2026. The sanction stems from discrepancies in margin collection reporting identified during a regulatory inspection.

The NSE imposed the fine following a Limited Purpose Inspection (Offsite) conducted across the Cash Market (CM), Futures & Options (F&O), and Currency Derivatives (CD) segments. The review covered the period from January to March 2026.

Regulatory Findings

The inspection revealed specific irregularities in how the company reported margin collection from clients. These observations triggered the enforcement action under the applicable regulatory framework governing exchange operations and client fund management.

Operational Response

IIFL Capital Services disclosed the penalty under Regulation 30 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015. The company stated it has taken note of the observations and is strengthening internal controls to prevent recurrence.

Management confirmed that apart from the monetary penalty, there is no material impact on the financial, operational, or other activities of the company. The disclosure was signed by Meghal Shah, Company Secretary, on August 31, 2026.