Futuristic Securities Limited has filed its Annual Secretarial Compliance Report for the financial year ended March 31, 2026, with BSE Limited on April 7, 2026. The report was submitted in accordance with Regulation 24A of SEBI (Listing Obligations and Disclosure Requirement) (Amendment) Regulations, 2018.

Compliance Audit Overview

The secretarial compliance audit was conducted by Pooja Malkan & Co. Company Secretaries, based in Mumbai. The audit examined the company's adherence to various SEBI regulations, including the Securities and Exchange Board of India Act, 1992, and the Securities Contracts (Regulation) Act, 1956, along with their associated rules and guidelines.

Key Regulatory Areas Examined

The audit covered compliance with several critical SEBI regulations:

• Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015
• Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018
• Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
• Securities and Exchange Board of India (Buyback of Securities) Regulations, 2018
• Securities and Exchange Board of India (Share Based Employee Benefits and Sweat Equity) Regulations, 2021
• Securities and Exchange Board of India (Issue and Listing of Non-Convertible Securities) Regulations, 2021
• Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015
• Securities and Exchange Board of India (Delisting of Equity Shares) Regulations, 2009

Compliance Assessment Results

The comprehensive audit evaluated 12 key compliance parameters, with the company achieving full compliance across all areas:

Corporate Governance Exemption

The report notes that Futuristic Securities Limited has paid-up capital less than ₹10 crores and net worth less than ₹25 crores. Consequently, the company is exempt from certain corporate governance provisions specified in SEBI (LODR) regulations 17, 17A, 18, 19, 20, 21, 22, 23, 24, 24A, 25, 26, 27 and related clauses.

Clean Compliance Record

The audit found no deviations or violations during the review period for the financial year ended March 31, 2026. The company maintained proper records under all applicable regulations and successfully addressed any observations from previous reports. No fines or regulatory actions were imposed by SEBI or stock exchanges during the period.

Management and Certification

The report was signed by Pradeep Jatwala, Director (DIN: 00053991) on behalf of Futuristic Securities Limited. The secretarial audit was certified by Pooja Malkan, Practicing Company Secretary (ACS No: 28365 / CP No.: 19938) on April 6, 2026, confirming the company's adherence to all regulatory requirements.

Futuristic Securities Limited has formally notified BSE Limited that it does not qualify as a Large Corporate under SEBI's regulatory framework for debt securities fund raising. The company made this disclosure in a letter dated April 3, 2026, addressing the applicability of specific SEBI guidelines.

Regulatory Compliance Status

The company confirmed its status regarding the SEBI Circular dated August 10, 2021, which was updated on April 13, 2022. This circular pertains to fund raising by issuance of debt securities by Large Corporates and the associated disclosure compliance requirements.

Corporate Communication Details

The disclosure was submitted to BSE Limited's Corporate Relation Department at the exchange's Mumbai office. The communication specifically referenced the company's scrip code 523113 and was directed to the appropriate regulatory department for record-keeping purposes.

Management Authorization

The confirmation was officially signed by Pradeep Jatwala, Director of the company, bearing DIN: 00053991. The document was digitally signed on April 3, 2026, at 14:24:55 +05'30', ensuring proper authentication and compliance with digital signature requirements.

Regulatory Implications

Since Futuristic Securities Limited does not fall under the Large Corporate category, the specific fund raising requirements and disclosure obligations outlined in the SEBI circular are not applicable to the company. This status determination is based on the framework and applicability criteria established under the aforementioned circular and its subsequent amendments.

The company requested BSE to take this information on record, completing the necessary regulatory disclosure process as required under the applicable guidelines.