Fundviser Capital Submits SEBI Compliance Certificate for Q4FY26

1 min read     Updated on 09 Apr 2026, 04:38 AM
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Fundviser Capital (India) Limited has submitted its quarterly compliance certificate to BSE under SEBI Regulation 74(5) for Q4FY26, confirming proper dematerialization procedures. The certificate was issued by registrar Satellite Corporate Services Private Limited and signed by Chairman & Managing Director Prem Krishan Jain, demonstrating adherence to regulatory requirements for electronic share trading systems.

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Fundviser Capital (India) Limited has submitted its quarterly compliance certificate to the Bombay Stock Exchange (BSE) under Regulation 74(5) of SEBI (Depositories and Participants) Regulations, 2018 for the quarter ended 31st March, 2026. The submission was made on 8th April, 2026, demonstrating the company's commitment to regulatory compliance.

Regulatory Compliance Certificate

The certificate was issued by Satellite Corporate Services Private Limited, which serves as the company's registrar and share transfer agent. Satellite Corporate Services holds SEBI Registration No. INR000003639 and is authorized as a Category-I Registrar to an Issue & Share Transfer Agent.

Parameter: Details
Certificate Date: 6th April, 2026
Quarter Ended: 31st March, 2026
Regulation: SEBI Regulation 74(5)
Registrar: Satellite Corporate Services Private Limited
SEBI Registration: INR000003639

Certificate Confirmations

The compliance certificate confirms two critical aspects of the dematerialization process for Fundviser Capital's equity shares:

  • The securities comprised in the physical certificates have been properly listed on stock exchanges
  • Physical certificates have been duly verified, mutilated, and cancelled, with the depository's name substituted as the registered owner in company records

Company Leadership

The submission was signed by Prem Krishan Jain, Chairman & Managing Director of Fundviser Capital (India) Limited, bearing DIN: 09304822. The digital signature was applied on 8th April, 2026, at 16:18:05 +05'30'.

Corporate Information

Fundviser Capital (India) Limited operates from its registered office at 22/7, Manek Mahal, 90 Veer Nariman Road, Churchgate, Mumbai 400020, Maharashtra. The company holds CIN No.: L64300MH1985PLC205386 and trades under scrip code 530197 on BSE.

This quarterly submission represents standard regulatory compliance for listed companies, ensuring transparency in the dematerialization process and maintaining investor confidence in electronic trading systems.

Historical Stock Returns for Fundviser Capital

1 Day5 Days1 Month6 Months1 Year5 Years
-0.89%+5.43%+26.01%+130.05%+181.01%+8,046.79%

What strategic initiatives is Fundviser Capital planning to implement in the upcoming quarters following this compliance milestone?

How might SEBI's evolving regulatory framework for depositories impact Fundviser Capital's operational costs in 2026-27?

Will Fundviser Capital consider expanding its dematerialization services to other stock exchanges beyond BSE?

Fundviser Capital (India) Limited Declares Non-Applicability of SEBI LODR Regulation 57(5) for Q4FY26

1 min read     Updated on 08 Apr 2026, 10:36 PM
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Fundviser Capital (India) Limited has notified BSE Limited that SEBI LODR Regulation 57(5) is not applicable for Q4FY26 ended 31st March, 2026. The regulation requires quarterly certificates for non-convertible securities payment obligations, but the company has clarified it has not issued any non-convertible securities and only has equity shares listed on BSE Limited. The formal communication was submitted by Chairman & Managing Director Prem Krishan Jain on 8th April, 2026, ensuring regulatory compliance transparency.

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Fundviser capital (India) Limited has officially communicated to BSE Limited regarding the non-applicability of SEBI LODR Regulation 57(5) for the quarter ended 31st March, 2026. The company's Chairman & Managing Director, Prem Krishan Jain, signed and submitted the formal notification on 8th April, 2026.

Regulatory Compliance Clarification

The company has clarified its position regarding SEBI (LODR) Regulations 2015, specifically Regulation 57(5) under Chapter V. This regulation mandates quarterly submission of certificates confirming payment obligations for non-convertible securities.

Regulatory Aspect: Details
Applicable Regulation: SEBI LODR Regulation 57(5)
Reporting Period: Quarter ended 31st March, 2026
Submission Date: 8th April, 2026
Company Status: Non-applicable

Scope of SEBI LODR Regulation 57(5)

Regulation 57(5) of SEBI LODR Regulations 2015 requires listed entities to submit quarterly certificates regarding:

  • Payment of interest obligations on non-convertible securities
  • Dividend payment confirmations for non-convertible securities
  • Principal repayment obligations that were due during the quarter
  • Details of unpaid obligations related to non-convertible securities at quarter-end

The regulation specifically applies only to entities that have listed non-convertible securities on recognized stock exchanges under the Securities and Exchange Board of India (Issue and Listing of Non-Convertible Securities) Regulations, 2021.

Company's Securities Profile

Fundviser Capital (India) Limited has provided clear justification for the non-applicability of the regulation. The company's securities portfolio consists exclusively of equity shares listed on BSE Limited.

Securities Type: Status
Equity Shares: Listed on BSE Limited
Non-Convertible Securities: Not issued
Scrip Code: 531097

Official Communication Details

The formal communication was addressed to the Department of Corporate Services at BSE Limited through online submission. The notification reference number FVCIL/SEC/BSE/9799/2025-2026 was assigned to this correspondence.

The company emphasized that since it has not issued any non-convertible securities and maintains only equity share listings, the quarterly certificate submission requirement under Regulation 57(5) does not apply to its operations. This clarification ensures compliance transparency and proper regulatory adherence for the quarter ended 31st March, 2026.

Historical Stock Returns for Fundviser Capital

1 Day5 Days1 Month6 Months1 Year5 Years
-0.89%+5.43%+26.01%+130.05%+181.01%+8,046.79%

Does Fundviser Capital have any plans to issue non-convertible securities in the upcoming fiscal year that would trigger SEBI LODR Regulation 57(5) compliance?

How might the company's equity-only securities structure impact its future fundraising strategies compared to peers using debt instruments?

Will Fundviser Capital consider diversifying its capital structure with bonds or debentures to reduce equity dilution in future expansion plans?

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1 Year Returns:+181.01%