Emkay Global Financial Services Limited has filed its quarterly compliance certificate with stock exchanges, confirming adherence to SEBI depositories regulations for the quarter ended 31st March, 2026.

Regulatory Compliance Filing

The company submitted the mandatory certificate under Regulation 74(5) of SEBI (Depositories and Participants) Regulations, 2018 to both the National Stock Exchange of India Limited and BSE Limited on 9th April, 2026. The filing was signed by B. M. Raul, Company Secretary and Compliance Officer.

Certificate Details

The compliance certificate was issued by MUFG Intime India Private Limited (formerly Link Intime India Private Limited), which serves as the company's Registrar to an Issue and Share Transfer Agent. The certificate confirms proper handling of dematerialisation processes during the quarter.

Registrar Confirmation

MUFG Intime India Private Limited confirmed in their certificate dated 6th April, 2026 that:

• Securities received from depository participants for dematerialisation during Q4FY26 were properly confirmed to depositories
• All security certificates were mutilated and cancelled after due verification
• Depository names were substituted in the register of members within prescribed timelines
• No requests for rematerialisation were received during the quarter

Stock Exchange Communication

The certificate was simultaneously submitted to both major Indian stock exchanges where the company's shares are listed. The communication requested the exchanges to acknowledge receipt and maintain the certificate in their records for regulatory compliance purposes.

Emkay Global Financial Services Limited has successfully obtained trading approval from both major Indian stock exchanges for 2,78,300 equity shares allotted through warrant conversion. The company announced this latest development in a regulatory filing dated March 24, 2026, following the earlier in-principle listing approval received on March 18, 2026.

Trading Approval Milestone

Both the National Stock Exchange of India Limited and BSE Limited granted trading approval on March 24, 2026, enabling the shares to commence trading from March 25, 2026. This represents the final step in the listing process for equity shares allotted to promoter following conversion of warrants issued on preferential basis.

Share Specifications and Pricing

The equity shares carry specific financial parameters as outlined in the exchange communications. The allotment was made at a premium price reflecting the company's current market valuation.

Capital Structure Impact

Upon receipt of trading approvals, the listed capital of the company has increased significantly. The regulatory filing indicates the enhanced capital base following the warrant conversion process.

Regulatory Compliance

The company has fulfilled all mandatory compliance requirements specified by both exchanges. BSE emphasized adherence to Regulation 167 of SEBI ICDR Regulations and other SEBI specifications. The trading approval process required confirmation from depositories NSDL and CDSL regarding crediting shares to beneficiary accounts and admission to the depository system.

NSE confirmed that all critical information and submissions under SEBI Listing Obligations and Disclosure Requirements Regulations, 2015 shall be provided through NEAPS - NSE Electronic Application Processing System for efficient processing. The exchange has also launched a mobile application offering listed entities convenient access to track submission status and compliance calendar.