Dhoot Industrial Finance Limited has submitted its quarterly compliance certificate under Regulation 74(5) of the SEBI (Depositories and Participants) Regulations, 2018 for the quarter ended 31.03.2026. The certificate was filed with BSE Limited through the company's designated Registrar and Share Transfer Agent.

Regulatory Compliance Filing

The compliance certificate was submitted by Company Secretary and Compliance Officer Sneha Shah on 10-04-2026. The filing pertains to the company's securities with Security Code 526971 and ISIN INE313G01016, ensuring adherence to SEBI's regulatory framework for depositories and participants.

RTA Confirmation Certificate

MUFG Intime India Private Limited, formerly known as Link Intime India Pvt. Ltd., served as the company's Registrar and Share Transfer Agent for this compliance process. The RTA holds SEBI registration number INR000004058 and provided the necessary confirmation certificate dated 01-04-2026.

The RTA certificate confirms that securities received from depository participants for dematerialisation during the quarter ended 31st March 2026 were properly processed. Ashok Shetty, Sr. Vice President-Corporate Registry at MUFG Intime India, signed the confirmation certificate.

Compliance Confirmation

The certificate validates several key compliance aspects:

• Securities received for dematerialisation were confirmed to depositories within prescribed timelines
• Security certificates were mutilated and cancelled after due verification
• Depository names were substituted in the register of members as registered owners
• All securities comprised in the certificates have been listed on relevant stock exchanges

Corporate Information

Dhoot Industrial Finance Limited operates with CIN L51900MH1978PLC020725 and maintains its registered office at 504, Raheja Centre, 214, Nariman Point, Mumbai – 400021. The company's corporate office is located at 1209, Raheja Centre, 214, Nariman Point, Mumbai – 400021.

This regulatory filing demonstrates the company's commitment to maintaining transparency and compliance with SEBI regulations governing depositories and participant operations.

Dhoot Industrial Finance Limited has published a newspaper advertisement regarding the opening of a special window for transfer and dematerialisation of physical shares, following its earlier compliance report on zero transfer requests under the previous SEBI window.

New SEBI Circular Implementation

The company published advertisements on March 24, 2026, in The Financial Express (English) and Mumbai Lakshdeep (Marathi) newspapers, informing shareholders about the new special window facility. This follows SEBI Circular No. HO/38/1311/2026-MRSD-PDD/3750226 dated January 30, 2026, which extends the special window period for one year from February 05, 2026 to February 04, 2027.

Special Window Details

The new window provides enhanced opportunities for shareholders compared to the previous period:

Eligibility and Conditions

Shareholders can avail this facility if they:

• Purchased physical shares prior to April 01, 2019
• Had not lodged shares for transfer earlier, or
• Previously lodged shares that were rejected, returned, or not processed due to deficiencies

All transferred securities will be credited only in dematerialised mode and remain under lock-in for one year. During this period, shares cannot be transferred, lien-marked, or pledged.

Previous Compliance Report

The company's earlier report for the July 2025 to January 2026 window showed zero activity across all parameters - no requests received, processed, approved, or rejected. This complete absence of transfer requests during the previous six-month window contrasts with the company's proactive approach in publicizing the new extended facility.

Registrar and Administrative Details

MUFG Intime India Private Limited (formerly Link Intime India Private Limited) continues to serve as the company's Registrar and Share Transfer Agent. The compliance documentation was signed by Sneha Shah, Company Secretary and Compliance Officer (Membership No. A28734), maintaining consistency in corporate governance practices.

Corporate Information

Dhoot Industrial Finance Limited operates from Raheja Centre, Nariman Point, Mumbai, with CIN L51900MH1978PLC020725. The company's proactive communication through newspaper advertisements demonstrates its commitment to ensuring shareholders are informed about available transfer facilities under the extended SEBI window.