AU Small Finance Bank Limited has initiated a postal ballot and remote e-voting process to seek member approval for the appointment of Mr. Vivek Tripathi (DIN: 11510604) as Director and Whole Time Director, designated as Executive Director, of the Bank. The notice, dated May 12, 2026, was filed with both BSE Limited and the National Stock Exchange of India Ltd. under reference number AUSFB/SEC/2026-27/75 on May 15, 2026, in compliance with Regulation 30 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015. The appointment, if approved, will be for a period of three years commencing from April 24, 2026 to April 23, 2029.

Appointment Background and Board Approval

The proposed appointment reflects the Bank's organisational realignment to strengthen leadership depth in line with its increasing scale and complexity across businesses, risk, and compliance functions. Mr. Vivek Tripathi, who serves as Chief Credit Officer of the Bank, was evaluated by the Board of Directors at its meeting held on January 20, 2026, based on the recommendation of the Nomination and Remuneration Committee (NRC). The Reserve Bank of India subsequently approved the appointment vide its letter dated April 23, 2026, following which Mr. Tripathi assumed charge as Executive Director with effect from April 24, 2026. He is designated as a Key Managerial Personnel and Senior Management Personnel of the Bank.

Profile of Mr. Vivek Tripathi

Mr. Vivek Tripathi is 47 years of age and brings over two decades of experience in banking, risk management, and business management. He holds a B.E. from Devi Ahilya Vishwavidyalaya, Madhya Pradesh, an M.Tech. (Masters of Textiles) from VJTI, University of Mumbai, and a Post Graduate Diploma in Management from IIM Lucknow. He joined AU Small Finance Bank in 2014 and has held multiple leadership assignments over his 12-year tenure, including leading the Bank's Commercial Banking Business before assuming the role of Chief Credit Officer. Prior to joining the Bank, he held senior roles at ICICI Bank, Reliance Capital, and the Aditya Birla Group. He currently holds 1,40,034 equity shares in the Bank. His last drawn remuneration was ₹1.81 Crore (excluding stock options). As Executive Director, his oversight responsibilities will encompass Credit, Policy, Collections, and Legal Recovery functions.

Remuneration Details

The fixed pay proposed for Mr. Vivek Tripathi is detailed below:

In addition to fixed pay, Mr. Tripathi is entitled to free use of the Bank's car for conveyance and club membership. Variable pay will be determined based on his annual performance evaluation, as recommended by the NRC and approved by the Board, subject to RBI and shareholder approval. In accordance with RBI Directions on Compensation, total variable pay for a Whole-time Director shall not exceed 300% of fixed pay.

E-Voting Schedule and Process

The postal ballot notice was dispatched via e-mail on May 15, 2026, to all members holding shares as on the cut-off date of Friday, May 08, 2026. The Bank has engaged CDSL as its e-voting agency. The key dates for the e-voting exercise are as follows:

Members' voting rights are proportionate to their shareholding in the paid-up equity share capital of the Bank as on the cut-off date. Once a vote is cast on a resolution, it cannot be changed or recast. The Postal Ballot Notice is accessible on the Bank's website at www.au.bank.in , on the CDSL e-voting portal at www.evotingindia.com , and on the websites of BSE Limited and the National Stock Exchange of India Ltd.

Scrutinizer and Results

The Board of Directors has appointed CS Manoj Maheshwari (FCS: 3355), Practicing Company Secretary, as Scrutinizer to oversee the postal ballot voting process in a fair and transparent manner, with CS Priyanka Agarwal (FCS: 11138), Practicing Company Secretary, designated as Alternate Scrutinizer. The results of the remote e-voting, along with the Scrutinizer's Report, will be declared on or before Tuesday, June 16, 2026, and communicated to the stock exchanges and uploaded on the Bank's website. For queries related to the CDSL e-voting system, members may write to helpdesk.evoting@cdslindia.com or call the toll-free number 1800 21 09911. The notice has been signed by Manmohan Parnami, Company Secretary and Compliance Officer (Membership No.: F9999), from the Bank's registered office in Jaipur.

AU Small Finance Bank has outlined its upcoming schedule for meetings with analysts and institutional investors. The bank will participate in physical meetings and conferences in Singapore and Hong Kong across a series of events scheduled later this month.

Investor Meet Schedule

The bank's management will engage with investors across several key events. The first engagement is the Motilal Oswal – Singapore Corporate Day, 2026, scheduled as a physical meeting involving individual and group interactions. This will be followed by participation in Citi's 2026 Pan-Asia Conference. The series of meetings will conclude with the UBS - Asian Investment Conference 2026 in Hong Kong.

Event Details

The following table provides the specific dates, locations, and modes for the announced meetings:

Regulatory Compliance

The disclosure regarding these investor meets was submitted under Regulation 30 read with clause 15 of Para A of Part A of Schedule III of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015. In compliance with Regulation 46 of the Listing Regulations, the information is being hosted on the bank's official website.