GCM Securities Limited has filed a certificate under Regulation 74(5) of SEBI (Depositories and Participants) Regulations, 2018 with the Bombay Stock Exchange for the quarter ended March 31, 2026. The Mumbai-based financial services company submitted the compliance report on April 9, 2026, through its Managing Director Manish Baid.

RTA Certificate Submission

The company submitted a certificate issued by its Registrar and Transfer Agent, Purva Sharegistry (India) Private Limited, confirming compliance with dematerialization requirements for the quarter. The certificate was addressed to the Corporate Services department of BSE Limited, referencing the company's scrip code 535431.

Dematerialization Activity Report

The RTA certificate confirms that no share certificates were dematerialized during the quarter from January 1, 2026 to March 31, 2026. The detailed report shows NIL activity across all parameters:

Regulatory Compliance Framework

Under Regulation 74(5) of SEBI (Depositories and Participants) Regulations, 2018, companies are required to confirm that securities received from depository participants for dematerialization are properly processed within prescribed timelines. The regulation ensures that dematerialized securities are appropriately listed on stock exchanges and that physical certificates are mutilated and cancelled after verification.

Company and RTA Details

GCM Securities Limited operates as a member of both the National Stock Exchange of India Limited and the Bombay Stock Exchange of India Limited. The company holds SEBI registration numbers INB/INF 230793439 for NSE and INB/INF 010793439 for BSE. Its registered office is located at 805, Raheja Centre, 8th Floor, 214, Nariman Point, Mumbai.

Purva Sharegistry (India) Private Limited, the company's RTA, holds SEBI registration INR000001112 as a Category 1 Registrar for IPO and Share Transfer services. The certificate was signed by Ms. Deepali Gaonkar, Compliance Officer at Purva Sharegistry.

Filing Documentation

The compliance report was digitally signed and submitted by Manish Baid, Managing Director with DIN 00239347. This filing represents routine regulatory compliance for listed companies under SEBI depositories regulations, ensuring transparency in share dematerialization processes.

GCM Securities Limited has officially notified BSE Limited regarding the non-applicability of certificate requirements under SEBI regulations for the first quarter of financial year 2027. The communication, dated March 25, 2026, addresses compliance obligations under the Securities and Exchange Board of India's Listing Obligations and Disclosure Requirements.

Regulatory Compliance Notification

The company has confirmed that Regulation 57(4) of SEBI (LODR) Regulations 2015 does not apply to its operations for the quarter ended June 30, 2026. This regulation typically requires companies to provide details regarding payment schedules for interest, dividend, and principal obligations on non-convertible securities.

Non-Convertible Securities Status

GCM Securities has explicitly stated that it has not issued any non-convertible securities, which forms the basis for the non-applicability of the regulatory requirements. The absence of such securities means the company is not required to maintain or report payment schedules for related obligations.

The company has also confirmed that there were no unpaid interest, dividend, or principal obligations in relation to non-convertible securities during the reporting period. This confirmation provides additional assurance regarding the company's compliance status and demonstrates adherence to regulatory transparency requirements.

Corporate Communication Details

The formal notification was digitally signed by Manish Baid, Managing Director, and submitted to the Corporate Services department of BSE Limited. The communication was addressed to DM-Corporate Services at BSE's registered office at P. J. Towers, Dalal Street, Fort, Mumbai.

Market Memberships

GCM Securities Limited maintains active memberships with major Indian stock exchanges, operating under SEBI registration numbers INB/INF 230793439 for National Stock Exchange of India Limited and INB/INF 010793439 for Bombay Stock Exchange of India Limited. The notification demonstrates the company's commitment to maintaining transparent communication with stock exchanges regarding regulatory compliance matters, even when specific regulations may not apply to the company's current business structure.