Tata Capital Limited has formally notified the stock exchanges about its upcoming board meeting scheduled for January 19, 2026, where directors will deliberate on the company's third-quarter financial performance for FY26. The meeting represents a key milestone in the company's quarterly reporting cycle as it prepares to unveil its financial results for the period ended December 31, 2025.

Board Meeting Details

The company has communicated to both BSE Limited and National Stock Exchange of India Limited regarding the board meeting scheduled for Monday, January 19, 2026. The primary agenda includes consideration and approval of both unaudited standalone and consolidated financial results covering two distinct periods.

Trading Window Restrictions

In strict adherence to insider trading prevention protocols, Tata Capital has implemented comprehensive trading restrictions for its securities. The company has closed the trading window for dealing in its securities effective December 24, 2025, demonstrating its commitment to regulatory compliance and market integrity.

The trading window closure aligns with the Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015, and the company's internal Code of Conduct for Prevention of Insider Trading. This restriction will remain in effect until 48 hours after the official declaration of the financial results, ensuring fair market practices.

Regulatory Framework

The board meeting notification has been issued pursuant to specific SEBI Listing Regulations that mandate timely disclosure of material information to market participants. Regulations 29(1)(a) and 50(1)(c) of the SEBI Listing Regulations require companies to inform stock exchanges about board meetings where financial results will be considered.

The formal communication was signed by Sarita Kamath, Chief Legal and Compliance Officer & Company Secretary, on January 5, 2026, reflecting the company's structured approach to corporate governance and regulatory compliance. The notification ensures that all stakeholders, including investors and market participants, receive adequate advance notice of the upcoming financial disclosure.

Tata Capital Limited has paid a settlement amount of ₹32 lakh to the Securities and Exchange Board of India (SEBI) for violations related to Non-Convertible Debenture (NCD) issuances by erstwhile Tata Motors Finance Limited (TMFL), which merged with the company. The company disclosed this information to stock exchanges on December 23, in compliance with Regulations 30 and 51 of SEBI Listing Regulations.

Settlement Background and Merger Details

SEBI passed a settlement order regarding a suo-motu settlement application filed by erstwhile TMFL under the SEBI (Settlement Proceedings) Regulations, 2018. TMFL amalgamated with Tata Capital Limited following a scheme of arrangement sanctioned by the National Company Law Tribunal, Mumbai.

Nature of Violations

The settlement pertains to violations of applicable provisions of the Companies Act, 2013, SEBI (Issue and Listing of Non-Convertible Securities) Regulations, 2021, and SEBI (Issue and Listing of Debt Securities) Regulations, 2008. The violations occurred across five instances of NCD issuances on private placement basis during 2019, 2020, and 2021.

The NCDs were downsold to more than 200 investors either prior to the listing date (in case of two listed NCD issuances) or within six months from the allotment date (for three unlisted NCD issuances). This downselling pattern caused the issuances to be deemed as public issues, violating the regulatory framework.

Financial Settlement

Tata Capital Limited has already paid the settlement amount to SEBI and provided details of the financial implications:

Regulatory Compliance

The company had previously disclosed details of the settlement application in the offer documents filed for its Initial Public Offering of equity shares. Under the settlement framework, TMFL proposed to settle without admitting or denying the findings of facts and conclusions of law regarding the enforcement proceedings that could have been initiated for the violations.

The disclosure was signed by Sonali Punekar, Authorized Signatory, who declared that the information provided is true, correct, and complete to the best of her knowledge and belief, in compliance with Regulation 30(13) of the SEBI Listing Regulations.