Ushakiran Finance Limited has notified BSE Limited regarding the non-applicability of specific SEBI LODR regulation requirements, confirming that the company has already met its compliance obligations for key corporate governance appointments.

Regulatory Compliance Status

The company has clarified its position on two critical regulatory requirements under the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015. In its communication dated 10.4.2026 to BSE Limited, Ushakiran Finance confirmed that both Regulation 6(1) and 7(1) requirements have been adequately addressed through existing appointments.

Key Appointments Details

The company has provided specific information about its compliance appointments:

Corporate Governance Framework

The notification demonstrates Ushakiran Finance's adherence to mandatory corporate governance requirements. Mrs. Sanjana Jain, who serves as both Company Secretary and Compliance Officer, has been in position since 2019, ensuring continuity in regulatory compliance functions. The appointment of M/s. Venture Capital and Corporate Investments Private Limited as RTA ensures proper management of shareholder records and transfer processes.

Communication to Stock Exchange

The formal communication to BSE Limited was digitally signed by Mrs. Sanjana Jain in her capacity as Company Secretary. The company requested BSE to take the compliance status on record, emphasizing its commitment to maintaining transparency with regulatory authorities and ensuring all stakeholders are informed about its governance structure.

Ushakiran Finance Limited has filed its annual regulatory disclosure with BSE Limited, confirming compliance with SEBI's substantial acquisition and takeover regulations for the financial year ended March 31, 2026. The disclosure, submitted on April 7, 2026, provides transparency regarding promoter shareholding activities during the reporting period.

Regulatory Compliance Disclosure

The company submitted its mandatory filing under Regulation 31(4) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011. This regulation requires companies to disclose any encumbrance of shares by promoters and promoter group members on an annual basis.

Key Declaration Points

The disclosure contains several important declarations regarding promoter shareholding activities:

• No shares were encumbered by promoters and promoter group directly or indirectly during FY2026
• The declaration covers the entire financial year ended March 31, 2026
• Both the company and promoter representatives have provided confirmatory statements

Corporate Structure and Signatories

Company Secretary Sanjana Jain signed the disclosure on behalf of Ushakiran Finance Limited. The document was digitally signed and submitted to BSE's Corporate Relations Department at Phiroze Jeejeebhoy Towers, Mumbai.

Promoter Group Confirmation

Krishnaraj Securities Private Limited, acting on behalf of the promoter group, provided additional confirmation of the disclosure. Director T.H.P.S Kumar digitally signed the supporting document, reaffirming that no encumbrance of shares occurred during the financial year.

The promoter group's declaration specifically states that they "have not made any encumbrance of shares, directly or indirectly, during the financial year ended March 31, 2026." This confirmation strengthens the transparency of the company's shareholding structure and demonstrates adherence to regulatory requirements.

Significance for Stakeholders

This annual disclosure serves as an important transparency measure for investors and regulatory authorities. The confirmation of no share encumbrance indicates that promoter holdings remain unencumbered, which can be viewed as a positive indicator of financial stability and commitment to the company's operations.