Ujjivan Small Finance Bank Limited has fulfilled its regulatory compliance obligations by submitting the mandatory certificate under SEBI Regulation 74(5) for the quarter ended March 31, 2026. The submission demonstrates the bank's adherence to depositories and participants regulations as prescribed by the Securities and Exchange Board of India.

Regulatory Compliance Submission

The bank formally communicated its compliance to both major stock exchanges through a letter dated April 07, 2026. Company Secretary and Head of Regulatory Framework, Sanjeev Barnwal, signed the communication addressed to the National Stock Exchange of India Limited and BSE Limited.

Registrar and Transfer Agent Certification

KFin Technologies Limited, serving as the bank's Registrar and Transfer Agent, issued certificates to both Central Depository Services (India) Limited (CDSL) and National Securities Depository Limited (NSDL) on April 01, 2026. Deputy Vice President Bhaskar Roy signed both certificates on behalf of KFin Technologies Limited.

The certificates confirm that all required details of securities dematerialized and rematerialized during the quarter ended March 31, 2026 have been properly furnished to all stock exchanges where Ujjivan Small Finance Bank's shares are listed.

Depositories Communication

The compliance certificates were specifically addressed to both major depositories in India:

• CDSL: Central Depository Services (India) Limited at Marathon Futurex, Lower Parel, Mumbai
• NSDL: National Securities Depository Limited at Trade World, Lower Parel, Mumbai

Corporate Information

The bank maintains its registered office at Grape Garden No.27, 3rd "A" Cross, 18th Main, 6th Block, Koramangala, Bengaluru, Karnataka. The compliance documentation is also available on the bank's official website at www.ujjivansfb.bank.in , ensuring transparency and accessibility for stakeholders.

This quarterly compliance submission represents part of the bank's ongoing regulatory obligations as a listed entity, ensuring proper maintenance and reporting of securities held in dematerialized form through the depository system.

Ujjivan Small Finance Bank has announced the successful allotment of equity shares under its Employee Stock Option Plan 2019, marking another milestone in the bank's employee engagement initiatives. The Stakeholders Relationship Committee of the Board approved this significant allotment through a resolution passed on April 04, 2026 at 05:56 PM.

Share Allotment Details

The bank has allotted 11,81,559 equity shares with a face value of Rs. 10 each, fully paid-up, pursuant to the exercise of stock options under the ESOP Scheme 2019. This allotment represents the culmination of employees exercising their stock options under the established employee benefit program.

Impact on Paid-Up Capital

The allotment has resulted in a notable increase in the bank's paid-up capital structure. Following this allotment, the paid-up capital has increased from Rs. 19,42,71,44,140 to Rs. 19,43,89,59,730, reflecting the bank's growing equity base through employee participation in ownership.

Regulatory Compliance and Listing Process

Ujjivan Small Finance Bank has maintained full compliance with regulatory requirements throughout this process. The bank has already secured in-principal approval from both the National Stock Exchange of India (NSE) and BSE Limited for listing these newly allotted shares. The bank is currently proceeding with the application process for final listing approval from both exchanges.

This disclosure has been made in compliance with Regulation 30 read with Schedule III of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, ensuring transparency and adherence to regulatory frameworks. The intimation is also available on the bank's official website at www.ujjivansfb.bank.in for stakeholder reference.