Swastika Investmart Limited has announced changes to its Senior Management Personnel (SMP) effective from the close of business hours on 2nd May 2026. The company disclosed the changes pursuant to Regulation 30 of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulation, 2015. The restructuring involves both removal of certain employees from the SMP category and the designation of new personnel as Senior Management.

Removal from Senior Management Personnel

The company informed BSE Limited that four employees who were previously designated as SMPs shall no longer fall within the purview of the definition of 'Senior Management' as prescribed under Regulation 16(1)(d) of the Listing Regulations. The company clarified that there is no cessation of employment for these employees, and they shall continue to be employed in their respective roles.

New Appointments to Senior Management

Consequent to the internal restructuring, the company designated two new employees as Senior Management Personnel with effect from 2nd May 2026. Mr. Sagar Pandey, Chief Human Relations Officer, and Mr. Deepesh Verma, Assistant General Manager (Operations), have been added to the SMP category.

Profile of Mr. Sagar Pandey

Mr. Sagar Pandey, aged 38 years, holds an MBA (HRM) qualification. With more than 18 years of experience in human resource management, he serves as the Chief Human Relations Officer of the company. His expertise spans talent acquisition, performance management, leadership development, and organizational effectiveness. His term of appointment is as agreed between him and the management.

Profile of Mr. Deepesh Verma

Mr. Deepesh Verma, aged 42 years, holds qualifications including MBA in Finance, LLB (Hons.), and B.Com. He brings over 18 years of diverse experience in the stock broking and financial services industry. Currently serving as Assistant General Manager (Operations), he possesses extensive expertise in managing end-to-end trading operations, regulatory compliance, and risk management. His term of appointment is as agreed between him and the management.

The disclosures have been made available on the company's website and will be submitted in XBRL mode within the prescribed time limit. The Board of Directors meeting commenced at 12:00 P.M. and concluded at 03:30 P.M. on 2nd May 2026.

Swastika Investmart Limited has fulfilled its regulatory obligations by submitting the mandatory compliance certificate under SEBI (Depositories and Participants) Regulations, 2018 for the quarter ended 31st March, 2026. The submission was made to BSE Limited on 7th April, 2026, demonstrating the company's commitment to regulatory compliance.

Regulatory Compliance Details

The certificate was submitted pursuant to Regulation 74(5) of the Securities and Exchange Board of India (Depository and Participants) Regulations, 2018. This regulation requires companies to provide quarterly confirmations regarding dematerialization and rematerialization activities through their registrar and transfer agents.

Certificate Confirmation

Ankit Consultancy Pvt. Ltd., serving as the company's Registrar and Transfer Agent, issued the confirmation certificate on 6th April, 2026. The certificate specifically states that no demat and remat requests were received from depository participants during the quarter ended 31st March, 2026.

Corporate Governance

The submission was signed by Shikha Agrawal, Company Secretary & Compliance Officer of Swastika Investmart Limited, with membership number A36520. The digital signature was applied on 8th April, 2026, ensuring proper authentication of the regulatory filing.

The certificate from Ankit Consultancy Pvt. Ltd. was signed by CS Saurabh Maheshwari, serving as the Compliance Officer, confirming the absence of any dematerialization or rematerialization requirements during the reporting period.

Operational Status

The confirmation indicates that there were no demat and remat requests received from depository participants during Q4FY26, which means there was no requirement for sending intimation to the depositories. This reflects stable shareholding patterns and minimal share transfer activities during the quarter.

This regulatory filing underscores Swastika Investmart Limited's adherence to SEBI compliance requirements and maintains transparency with stakeholders regarding depository-related activities.