Swastika Investmart Limited has announced a significant development for shareholders regarding the transfer and dematerialisation of physical securities. The company has issued an intimation dated April 02, 2026, informing stakeholders about a new SEBI circular that introduces a special window for handling physical securities transactions.

SEBI Circular Details

The Securities and Exchange Board of India (SEBI) issued circular reference no. HO/38/13/11(2)2026-MIRSD-POD/I/3750/2026 dated January 30, 2026, titled "Ease of Doing Investment – Special Window for Transfer and Dematerialisation of Physical Securities." This regulatory initiative aims to streamline the process for investors holding physical securities.

Eligible Securities and Coverage

The special window specifically covers physical securities that were sold or purchased prior to April 01, 2019. Additionally, the facility extends to transfer requests that were previously submitted but faced issues such as:

• Rejection due to documentation deficiencies
• Return for procedural requirement failures
• Unattended requests due to incomplete documentation

This comprehensive coverage ensures that shareholders who faced difficulties in earlier transfer attempts can now complete their transactions through the special window.

Transfer Process and Requirements

All securities transferred through this special window will be mandatorily credited to the transferee in demat mode only. The company has outlined specific procedural requirements for shareholders wishing to utilize this facility.

Lock-in Period Restrictions

Securities transferred under this special window will be subject to a mandatory lock-in period of one year from the date of registration of transfer. During this lock-in period, the securities cannot be:

• Transferred to another party
• Lien marked for any purpose
• Pledged as collateral

This restriction ensures compliance with regulatory requirements and maintains the integrity of the transfer process.

Contact Information and Support

Swastika Investmart has designated Ankit Consultancy Private Limited as the Registrar and Share Transfer Agent (RTA) for handling these transactions. The RTA is located at 60, Electronic Complex, Pardeshipura, Indore (M.P.) 452010.

For assistance and queries, shareholders can contact:

• RTA email: investor@ankitonline.com
• Company email: secretarial@swastika.co.in
• SEBI circular link: Available on SEBI's official website

The company encourages shareholders to take advantage of this opportunity by submitting the required documentation as specified in the SEBI circular to ensure smooth processing of their transfer requests.

Swastika Investmart Limited has received regulatory approval for its Alternative Investment Fund operations, marking a significant milestone in the company's expansion into fund management services. The company announced that Bharat Growth Trust has been granted registration by the Securities and Exchange Board of India (SEBI) to operate as a Category II Alternative Investment Fund.

SEBI Registration Details

The regulatory approval comes with specific registration parameters and operational framework:

The registration was granted under Regulation 6 of Securities and Exchange Board of India (Alternative Investment Funds) Regulations, 2012, and the information was received from SEBI's online portal on 10th February, 2026.

Operational Structure and Management

The fund management structure involves multiple entities within the Swastika Investmart group. Swastika Investmart Limited will act as the sponsor of Bharat Growth Fund, providing the foundational support and backing for the investment vehicle. The operational management responsibilities will be handled by Avisa Wealth Managers Private Limited, a wholly owned subsidiary of Swastika Investmart Limited, which will serve as both the Investment Manager and Fund Manager for Bharat Growth Fund.

Regulatory Compliance Framework

The company has fulfilled continuous disclosure requirements under Regulation 30 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015. The approval is permanent in nature and will remain valid until suspended or cancelled in accordance with applicable regulations. This regulatory framework ensures ongoing compliance with SEBI's Alternative Investment Fund regulations and maintains transparency with stakeholders.

Strategic Implications

This SEBI registration enables Swastika Investmart to expand its service offerings in the investment management sector. The Category II AIF status allows the fund to operate with greater flexibility in investment strategies while maintaining regulatory oversight. The involvement of the company's subsidiary as fund manager creates an integrated approach to investment management within the group structure, potentially enhancing operational efficiency and client service capabilities.