SPA Capital Services Limited has filed its quarterly compliance certificate with BSE Limited, fulfilling mandatory regulatory requirements under SEBI (Depositories and Participants) Regulations, 2018. The submission, dated April 06, 2026, covers the quarter ended March 31, 2026 and demonstrates the company's adherence to securities market regulations.

Regulatory Compliance Filing

The certificate was submitted under Regulation 74(5) of SEBI (Depositories and Participants) Regulations, 2018, which mandates specific compliance reporting for listed companies. Company Secretary and Compliance Officer Vaishnavi Sharma (Membership No.: A76089) signed the submission on behalf of SPA Capital Services Limited.

Registrar Confirmation

MAS Services Limited, serving as the Registrar and Share Transfer Agent, issued the compliance certificate dated April 02, 2026. The certificate confirms that all securities received from Depository Participants for dematerialization during the specified quarter were processed within regulatory timelines.

Key Compliance Confirmations

The registrar confirmed several critical compliance aspects:

• Securities received for dematerialization were confirmed (accepted/rejected) to depositories within 15 days of receipt
• Security certificates received for dematerialisation were properly mutilated and cancelled after verification
• Depository names were substituted in the register of members as registered owners within the 15-day timeline
• Updates were provided to depositories and stock exchanges within the mandated timeframe
• Register of Members was appropriately updated for all transactions

Corporate Governance

The timely submission of this compliance certificate reflects SPA Capital Services Limited's commitment to maintaining proper corporate governance standards. The certificate was signed by Sharwan Mangla, General Manager at MAS Services Limited, confirming the registrar's oversight of dematerialization processes.

This quarterly filing ensures transparency in securities handling and demonstrates adherence to SEBI's regulatory framework designed to protect investor interests and maintain market integrity.

SPA Capital Services Limited has informed BSE about the sad demise of Mr. Rameshwar Dass Parwal, a promoter of the company. The intimation was filed on January 08, 2025, in compliance with Regulation 30 and 31A of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015.

Promoter Shareholding Details

Mr. Rameshwar Dass Parwal held a significant stake in the company at the time of his demise. The following table summarizes his shareholding position:

Regulatory Compliance and Impact

Following the demise, Mr. Parwal will cease to be part of the promoter group of the company in accordance with Regulation 31A(6)(c) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015. This regulatory provision automatically removes deceased promoters from the promoter group classification.

The company has indicated that the transmission of his shareholding to the nominee will be processed as per standard procedures. Until the conclusion of the transmission process, the shareholding will continue to be shown in Mr. Parwal's name in the company's records.

Filing Details

The intimation was signed by Ms. Vaishnavi Sharma, Company Secretary and Compliance Officer (Membership No.: A76089), and filed from New Delhi. The company has requested BSE to take this information on record as part of its disclosure obligations to maintain transparency with stakeholders and regulatory authorities.