SP Capital Financing Ltd has announced the opening of a special window for shareholders to re-lodge physical share transfer requests that were previously unsuccessful. The initiative addresses transfer requests submitted before April 1, 2019, but were rejected, returned, or left unprocessed due to various deficiencies.

SEBI Compliance Initiative

The special window operates pursuant to SEBI Circular No. HO/38/13/11(2)2026-MIRSD-POD/3750/2026 dated January 30, 2026, read with circular no: SEBI/HO/MIRSD/MIRSD-POD/P/CI/2025/97 dated July 2, 2025. The company has fulfilled its regulatory obligation by publishing newspaper advertisements on April 10, 2026, in The Free Press Journal (English) and Navshakti (Marathi) to inform eligible shareholders.

Window Timeline and Eligibility

During this period, investors may re-lodge their earlier submitted transfer deeds along with corrected documents, original share certificates, and mandatory demat details. All transfers will now be executed exclusively in dematerialized (demat) form as per SEBI's directive, requiring shareholders to provide Client Master List (CML) details.

Submission Process and Contact Details

Shareholders can submit their documents to either the company directly or through the company's Registrar and Transfer Agent (RTA). The company has provided comprehensive contact information for both submission channels:

Regulatory Communication

The company has formally communicated this development to BSE Limited through an official intimation dated April 10, 2026. Company Secretary and Compliance Officer Arun Omprakash Sonar signed the communication, ensuring proper regulatory disclosure of the newspaper advertisement publication.

The initiative represents the company's commitment to facilitating shareholder services while ensuring compliance with evolving regulatory requirements. Eligible shareholders are encouraged to utilize this opportunity within the stipulated timeframe to complete their pending transfer requests and safeguard their investments through the dematerialization process.

S P Capital Financing Ltd has fulfilled its regulatory obligations by submitting the mandatory Certificate under Regulation 74(5) of SEBI (Depositories and Participants) Regulations, 2018 for the quarter ended 31st March 2026 to BSE Limited.

Regulatory Submission Details

The certificate submission was completed on April 08, 2026, and addressed to BSE Limited at Phiroze Jeejeebhoy Towers, Dalal Street, Mumbai. The company operates under scrip code 530289 on the exchange.

Certificate Issuer and Compliance Confirmation

The certificate was issued by Bigshare Services Private Limited, which serves as the Registrar and Share Transfer Agent for S P Capital Financing Ltd. The certificate, dated April 07, 2026, confirms several key compliance aspects:

• Securities received from depository participants for dematerialization up to 31st March 2026 were properly confirmed to the depositories
• All securities comprised in the certificates have been listed on the stock exchange where earlier issued securities are listed
• Security certificates received for dematerialization have been mutilated and cancelled after due verification
• Names of depositories have been substituted in the register of members as registered owners within the stipulated 15-day period

Regulatory Framework

The submission aligns with SEBI's regulatory framework, specifically referencing multiple circulars and guidelines:

• NSDL/CIR/II/5/2019 dated 25th January 2019
• DSL/OPS/RTA/POLICY/2019/14 dated 25th January 2019
• SEBI letter ref no. MRD/DOP2/DSA2/OW/2019/2498/1 dated 24th January 2019

The certificate was authorized by Akash Shamal as the authorized signatory from Bigshare Services Pvt. Ltd., ensuring proper validation of the compliance documentation for the quarter ended 31st March 2026.