Shanti Spintex Limited has submitted its mandatory compliance certificate to BSE Limited under Regulation 40(9) of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015. The certificate covers the quarter and year ended March 31, 2026, and was filed on April 10, 2026.

Regulatory Compliance Framework

The compliance certificate was prepared by HDS & Associates, Company Secretaries, following their examination of relevant records, registers, and documents maintained by the company and its Registrar and Share Transfer Agent, KFin Technologies Limited. The review period covered April 01, 2025 to March 31, 2026.

Key Findings and Observations

The certificate confirms that no requests for transfer of securities were received during the period under review. Additionally, no requests for sub-division, consolidation, renewal, exchange or endorsement of calls/allotment monies were received during the said period.

The certification highlights an important regulatory change that has made physical share transfers obsolete. According to amendments to Regulation 40 of SEBI regulations and subsequent SEBI circulars, transfer of securities in physical mode has been discontinued with effect from April 01, 2019.

Current Transfer Mechanism

Under the present regulatory framework, share transfers are permitted only in dematerialized form through depositories. This change has made the verification and certification requirement under Regulation 40(9), which was originally applicable to physical transfer of securities, procedurally redundant.

Certificate Scope and Limitations

HDS & Associates has clarified that the certificate is issued for compliance and record purposes only. The certification does not constitute an assurance on processes that are no longer operational under applicable SEBI regulations. Their responsibility is limited to reporting based on records produced before them and does not include validation of transactions executed in dematerialized mode through depositories.

The certificate was digitally signed by CS Heti R. Gandhi, Proprietor of HDS & Associates, with membership number F11884 and UDIN: F011884H000066070. Company Secretary Mohini Singhal and Managing Director Rikin B. Agarwal also digitally signed the submission documents on behalf of Shanti Spintex Limited.

Shanti Spintex Limited has submitted a mandatory compliance filing to BSE Limited, confirming the complete dematerialization of all company securities. The filing, dated 09.04.2026, was submitted in accordance with regulatory requirements under SEBI listing obligations.

Regulatory Compliance Details

The compliance report was filed under Regulation 7(3) of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015. This regulation mandates listed companies to confirm the status of their securities dematerialization.

Securities Status Confirmation

The company has confirmed that all securities are held in dematerialized form with no physical share certificates issued or in circulation. This complete transition to electronic form ensures enhanced security, faster settlement, and reduced operational risks for shareholders.

Registrar and Transfer Agent

Shanti Spintex Limited has appointed KFIN Technologies Limited as its Registrar and Share Transfer Agent. KFIN Technologies will handle electronic connectivity and related activities for the company's share transfer operations.

Filing Authorization

The compliance report was signed by Mohini Singhal, Company Secretary & Compliance Officer (Membership No. A47724), from the company's Ahmedabad office. The document was digitally signed on 09.04.2026 at 16:49:57 +05'30', ensuring authenticity and regulatory compliance.