Uni Abex Alloy Products Limited has received an intimation regarding an order passed by the Securities and Exchange Board of India (SEBI) on May 18, 2026. The order grants an exemption to the Neterwala Family Trust from open-offer obligations under the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011, concerning the proposed indirect acquisition of shares and voting rights in the company.

Details of the Restructuring

The transaction involves the contribution of 96.09% of the equity share capital of Chemicals and Ferro Alloys Private Limited (CFA), held by Mr. Feroze D. Neterwala, to the Neterwala Family Trust. Consequently, the trust will indirectly acquire control over CFA’s 21.85% shareholding in uni abex alloy products . Additionally, the trust will indirectly control Unitel Finance and Investments Private Limited, which holds 41.39% of the company, and S.D.N Company, which holds 0.24%.

The restructuring is pursuant to a private family arrangement intended to streamline the Neterwala family’s shareholding and achieve long-term succession-planning objectives. SEBI recognized that the proposed indirect acquisition is a family succession-planning transaction which does not prejudice public shareholders.

Shareholding Pattern

The table below details the shareholding of the company before and after the proposed acquisition. The aggregate shareholding of the promoter and promoter group will remain unchanged at 63.63%.

Conditions and Validity

The exemption is subject to several conditions, including compliance with the Companies Act, 2013, and other applicable laws. The trust must file a report to SEBI within 21 days from the date of acquisition and ensure compliance with the disclosures and undertakings made in the application. The trust must also adhere to the guidelines outlined in Chapter 8 of the SEBI Master Circular dated February 16, 2023.

The exemption granted from making an open offer remains valid for a period of one year from the date of the order. The trust must complete the implementation of the proposed acquisition within this period; otherwise, the exemption shall lapse. There will be no change in control or management of the company, nor any change in the public shareholding as a result of this transaction.

Uni abex alloy products Limited has submitted its quarterly compliance certificate under SEBI regulations for the quarter ended 31st March 2026. The certificate was filed with BSE Limited on 9th April 2026, fulfilling the company's regulatory obligations under the Securities and Exchange Board of India framework.

Regulatory Compliance Details

The submission pertains to Certificate under Regulation 74(5) of Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018. The certificate was prepared and submitted by M/s Computech Sharecap Limited, which serves as the Registrar and Share Transfer Agent for Uni Abex Alloy Products Limited.

Certificate Confirmation

Computech Sharecap Limited confirmed that all securities received from Depository Participants for dematerialization during the quarter ended 31st March 2026 were processed appropriately. The registrar verified that securities were either accepted or rejected to the Depositories and that all securities comprised in the certificates have been listed on Stock Exchanges where the company has listed its securities.

Process Compliance

The certificate confirms adherence to key regulatory requirements:

• Security certificates received for dematerialization were mutilated and cancelled after due verification by the Depository Participant
• The name of the Depository was substituted in the Register of Members as the Registered Owner within the stipulated time period
• All processes were completed in compliance with SEBI (Depositories and Participants) Regulations, 2018

Filing and Distribution

The certificate was signed by Bhautesh Shah, Company Secretary & Compliance Officer of Uni Abex Alloy Products Limited, with digital signature authentication completed on 9th April 2026. Copies of the compliance certificate were also forwarded to National Securities Depository Limited and Central Depository Services (India) Limited as part of the regulatory filing process.

This quarterly submission demonstrates the company's commitment to maintaining regulatory compliance and ensuring proper handling of shareholder dematerialization processes through its appointed registrar and transfer agent.