Sainik finance & industries Limited has submitted its quarterly compliance certificate under SEBI regulations for the quarter ended March 31, 2026. The certificate was filed with BSE Limited on April 7, 2026, demonstrating the company's adherence to regulatory requirements for securities handling and dematerialization processes.

Regulatory Compliance Certificate

The company submitted a certificate under Regulation 74(5) of the SEBI (Depositories and Participants) Regulations, 2018 for Q4FY26. This certificate was issued by M/s Indus Shareshree Private Limited, which serves as the registrar and share transfer agent for Sainik Finance & Industries Limited.

Certificate Confirmations

The certificate issued by Indus Shareshree Private Limited confirms several key compliance aspects for the quarter ended March 31, 2026:

• Securities received from depository participants for dematerialization were properly confirmed to the depositories
• All securities comprised in the certificates have been listed on stock exchanges where earlier issued securities are listed
• Security certificates received for dematerialization have been mutilated and cancelled after due verification
• Names of depositories have been substituted in the register of members as registered owners within the stipulated 15-day period

Company and Registrar Details

Sainik Finance & Industries Limited operates from its registered office at Transport Centre, Rohtak Road, Punjabi Bagh, New Delhi, with its corporate office located in Gurugram. The certificate was signed by Company Secretary and Compliance Officer Piyush Garg on behalf of the company.

Indus Shareshree Private Limited, the registrar and share transfer agent, confirmed the compliance through its Compliance Officer R S Kushwaha. The registrar operates as a Category 1 R&T Agent and maintains memberships with NSE, BSE, and MCX, along with depository participant status with NSDL and CDSL.

Regulatory Framework

The submission aligns with SEBI circulars and guidelines, including references to NSDL/CIR/II/5/2019 dated January 25, 2019, CDSL/OPS/RTA/POLICY/2019/14 dated January 25, 2019, and SEBI letter ref no.MRD/DOP2/DSA2/OW/2019/2498/I dated January 24, 2019. These guidelines establish the framework for quarterly compliance reporting regarding dematerialization processes and depository participant activities.

Sainik Finance & Industries Limited has formally declared its non-applicability under SEBI's Large Corporate Framework for the financial year 2026. The company submitted this regulatory compliance declaration to BSE Limited on April 3, 2026, confirming its status outside the large corporate category as defined by securities market regulations.

Regulatory Compliance Declaration

The declaration addresses compliance with multiple SEBI circulars that establish the framework for large corporate categorization. The company has confirmed it does not meet the criteria specified under these regulatory guidelines for the financial year ended March 31, 2026.

SEBI Circular Framework

The declaration references compliance with several key SEBI circulars that govern large corporate framework requirements. These regulatory guidelines establish specific criteria and thresholds for determining corporate categorization in the Indian securities market.

Company Information

Sainik Finance & Industries Limited operates with its registered office located at Transport Centre, Rohtak Road, Punjabi Bagh, New Delhi, and maintains its corporate office at Ambience Mall, Gurugram. The company secretary and compliance officer Piyush Garg signed the declaration, ensuring proper authorization and compliance with corporate governance requirements.

This regulatory declaration serves as an important compliance measure, providing transparency to stakeholders and regulatory authorities regarding the company's classification status under SEBI's framework for the specified financial year.