PMC Fincorp Limited has submitted its quarterly compliance certificate to BSE Limited, fulfilling regulatory requirements under SEBI (Depositories and Participants) Regulations, 2018 for the quarter ended March 31, 2026.

Regulatory Compliance Filing

The company filed its certificate under Regulation 74(5) of SEBI regulations on April 6, 2026, through its registrar and share transfer agent, Indus Shareshree Private Limited (formerly known as Indus Portfolio Pvt. Ltd.). The submission was made to BSE Limited's Department of Corporate Services at Dalal Street, Mumbai.

Dematerialization Process Confirmation

Indus Shareshree Private Limited confirmed that all securities received from depository participants for dematerialization during Q4FY26 were properly processed. The registrar verified that securities comprised in the certificates have been listed on stock exchanges where the company's earlier issued securities are already listed.

The compliance certificate details the following key confirmations:

• Securities received for dematerialization were confirmed to depositories
• Security certificates were mutilated and cancelled after due verification
• Depository names were substituted in the register of members as registered owners
• All processes were completed within the prescribed 15-day timeframe

Regulatory Framework

The filing references multiple regulatory circulars including NSDL/CIR/II/5/2019 dated January 25, 2019, CDSL/OPS/RTA/POLICY/2019/14 dated January 25, 2019, and SEBI letter ref no.MRD/DOP2/DSA2/OW/2019/2498/I dated January 24, 2019. These guidelines establish the framework for quarterly compliance reporting by listed companies regarding their dematerialization processes.

Company Information

The submission demonstrates PMC Fincorp Limited's adherence to SEBI's regulatory requirements for maintaining transparency in securities dematerialization processes and ensuring proper record-keeping for investor protection.

PMC Fincorp Limited announced major corporate developments on February 17, 2026, including a substantial warrant allotment and key leadership appointment. The company's board approved the allotment of 9,00,00,000 fully convertible warrants worth ₹23.58 crores to non-promoter entities and filed mandatory regulatory disclosures under SEBI regulations.

Warrant Allotment Details

The board approved the allotment of 9,00,00,000 fully convertible warrants at an issue price of ₹2.62 per warrant on a preferential basis to six non-promoter entities for an aggregate amount of ₹23.58 crores.

Following this allotment, the company's paid-up equity share capital on a fully diluted basis increased to ₹80,20,81,600, comprising 80,20,81,600 equity shares of face value Re. 1 each.

SEBI Regulatory Disclosure

PMC Fincorp Limited filed a disclosure under Regulation 29(1) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011, regarding the substantial acquisition by Stellant Securities (India) Limited and Subhash Phootarmal Rathod, who are acting in concert.

The warrants are fully convertible at an issue price of ₹2.62 per equity share, including a premium of ₹1.62 per equity share, with a face value of ₹1 each.

Executive Director Appointment

Based on the recommendation of the Nomination and Remuneration Committee, the board unanimously approved the appointment of Puneet Arora (DIN: 03056312) as Additional Director designated as Executive Director, effective February 17, 2026.

Professional Background

Puneet Arora brings over sixteen years of diverse experience as a seasoned Chartered Accountant and finance professional. His expertise spans financial markets operations, audit & assurance, investment management, proprietary trading, and debt syndication. Arora's core competencies include financial markets operations, regulatory compliance, corporate governance, and strategic capital allocation.

Capital Structure Impact

The warrant allotment significantly impacts PMC Fincorp's capital structure:

The company confirmed compliance with all regulatory requirements under SEBI LODR regulations. The board meeting was conducted on February 17, 2026, commencing at 3:30 PM and concluding at 4:20 PM.