GCM Securities Limited has successfully submitted its Annual Secretarial Compliance Report for the Financial Year 2025-26 to BSE Limited, demonstrating comprehensive adherence to regulatory requirements. The submission, made on April 10, 2026, fulfills the company's obligations under Regulation 24A of SEBI (LODR) Regulations, 2015.

Regulatory Compliance Framework

The secretarial audit was conducted by Kriti Daga, a practicing company secretary (ACS No.: A26425), who examined the company's compliance with multiple SEBI regulations and guidelines. The comprehensive review covered the period ending March 31, 2026, focusing on adherence to securities laws and listing obligations.

Key Compliance Areas Reviewed

The audit encompassed several critical areas of regulatory compliance:

Secretarial Standards and Policies:

• All applicable policies under SEBI Regulations adopted with board approval
• Compliance with Secretarial Standards issued by ICSI
• Timely updation and maintenance of required policies

Website Maintenance and Disclosures:

• Functional website maintained with proper document dissemination
• Timely disclosure of information under separate website sections
• Adherence to transparency requirements

Governance and Performance Evaluation:

• Performance evaluation of Board, Independent Directors, and Committees conducted
• No director disqualification under Section 164 of Companies Act, 2013
• Proper preservation of documents as per SEBI LODR Regulations

Audit Findings and Compliance Status

The secretarial compliance report reveals exemplary adherence to regulatory requirements across all examined areas:

Clean Compliance Record

Significantly, the report indicates no violations, penalties, or regulatory actions during the review period. Both Annexure "A" (deviations) and Annexure "B" (previous observations) show "Not Any" entries, confirming the company's clean compliance record.

The audit also confirmed that no actions were taken against the company, its promoters, directors, or subsidiaries by SEBI or stock exchanges during the Financial Year 2025-26. The company maintained proper records under all applicable regulations and successfully met disclosure obligations within prescribed timelines.

Professional Certification

The report bears the digital signature of Kriti Daga, dated April 9, 2026, with UDIN: A026425H000052671. The certification was submitted by Managing Director Manish Baid (DIN: 00239347) to BSE Limited, referencing the company's scrip code 535431.

This comprehensive compliance report reinforces GCM Securities Limited's commitment to regulatory adherence and corporate governance standards, providing stakeholders with confidence in the company's operational integrity and regulatory compliance framework.

GCM Securities Limited has filed a certificate under Regulation 74(5) of SEBI (Depositories and Participants) Regulations, 2018 with the Bombay Stock Exchange for the quarter ended March 31, 2026. The Mumbai-based financial services company submitted the compliance report on April 9, 2026, through its Managing Director Manish Baid.

RTA Certificate Submission

The company submitted a certificate issued by its Registrar and Transfer Agent, Purva Sharegistry (India) Private Limited, confirming compliance with dematerialization requirements for the quarter. The certificate was addressed to the Corporate Services department of BSE Limited, referencing the company's scrip code 535431.

Dematerialization Activity Report

The RTA certificate confirms that no share certificates were dematerialized during the quarter from January 1, 2026 to March 31, 2026. The detailed report shows NIL activity across all parameters:

Regulatory Compliance Framework

Under Regulation 74(5) of SEBI (Depositories and Participants) Regulations, 2018, companies are required to confirm that securities received from depository participants for dematerialization are properly processed within prescribed timelines. The regulation ensures that dematerialized securities are appropriately listed on stock exchanges and that physical certificates are mutilated and cancelled after verification.

Company and RTA Details

GCM Securities Limited operates as a member of both the National Stock Exchange of India Limited and the Bombay Stock Exchange of India Limited. The company holds SEBI registration numbers INB/INF 230793439 for NSE and INB/INF 010793439 for BSE. Its registered office is located at 805, Raheja Centre, 8th Floor, 214, Nariman Point, Mumbai.

Purva Sharegistry (India) Private Limited, the company's RTA, holds SEBI registration INR000001112 as a Category 1 Registrar for IPO and Share Transfer services. The certificate was signed by Ms. Deepali Gaonkar, Compliance Officer at Purva Sharegistry.

Filing Documentation

The compliance report was digitally signed and submitted by Manish Baid, Managing Director with DIN 00239347. This filing represents routine regulatory compliance for listed companies under SEBI depositories regulations, ensuring transparency in share dematerialization processes.